
This is January 2018’s installment in a series of posts about new commodity pool launches. This post covers October, November, and December, 2017. The data was collected on January 13, 2018. Happy New Year!
Highlights
The rate of pool registrations was around 140 per week over the last three months, picking up from August and September’s 121/wk. That’s the highest rate I have seen since I have been running this series, and is pretty surprising since it includes the US Thanksgiving and year-end holiday periods.
This post covers roughly 13 weeks and saw 1825 new pools registered. The big name firms in total were registering pools at a rate of 35/week.
Firms Establishing Over 20 Pools
- New Hampshire Higher Education Savings Plan Trust 62 Pools.
- Arizona Family College Savings Program Trust Fund: 36 Pools.
- Delaware Qualified Tuition Savings Plan Trust: 36 Pools.
- Massachusetts Educational Financing Authority Higher Education Savings Plan Trust: 36 Pools.
- Point72 Asset Management LP: 23 Pools. Steve Cohen getting ready to re-enter the world!
- MassMutual Select Funds: 21 Pools.
- Wells Fargo Bank NA as Trustee: 22 Pools. Some index funds and some target date funds.
- The Vanguard Group Inc.: 20 Pools. Various index funds.
Would love it if someone could explain to me what those first four are all about! Strangely, the naming pattern for the funds is similar among all four. “Fidelity” crops up a lot. Curiouser and curiouser.
News About Famous Hedge Fund Management Firms
T Rowe Price, Anchorage, JP Morgan, Carval, Alliance Berstein, Ares Capital, Blackrock, Angelo Gordon, Vanguard, and Invesco were the most active last month. They all established 10 or more pools each.
DE Shaw, AQR, and Man Group added a small number of pools.
I have to say, there was nothing that looked super-interesting (other than a 3X Bond Bull pool, which seems like a quick way to lose money if interest rates continue to creep up!). Perhaps you can spot something I have missed – let us know in the comments.
Primer on Hedge Fund Structure and Data Sources
A hedge fund is typically registered as commodity pool, and the underlying strategy can often be inferred from the name. New pool registrations give you useful market and competitive information! If nothing else, you may get a heads-up that a competitor is bringing something new to market.
The source of data is the National Futures Association’s (NFA) Background Affiliation Status Information Center (BASIC) website. These posts run in parallel with my other series on biggest hedge funds by regulatory assets under management. That series uses data sourced from the SEC’s Investment Advisor Public Depository website.
Between 400 and 800 new pools are registered with the NFA each month, so I don’t have space to list them all here. I limit the table to those pools registered by the largest hedge fund firms. This way you can see the latest product-related strategic moves being made by the biggest players.
Get the Raw Data
If you are interested in a data file which includes the 1800+ pools registered over the last couple months, use the adjacent “Request File” button. If you want the file delivered to an email address let me know via our contact form (opens in a new tab – mention “NFA Pool File” in the message box).
Contact me to discuss custom research and reporting projects.
This file is no longer available. The button above will provide access to the current file.
New Commodity Pools January 2018
groupName | CPO.Name | CPO.ID | Pool.Name | Pool.ID |
---|---|---|---|---|
ACADIAN ASSET MANAGEMENT | ACADIAN ASSET MANAGEMENT LLC | 0302258 | ACADIAN LEVERAGED DIVERSIFIED ALPHA EQUITY FUND | P130935 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | CLEARTRACK 2055 | P130829 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | CLEARTRACK 2060 | P130831 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | TAF TRANSAMERICA ASSET ALLOCATION INTERMEDIATE HORIZON | P130903 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | TAF TRANSAMERICA ASSET ALLOCATION LONG HORIZON | P130904 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | TAF TRANSAMERICA ASSET ALLOCATION SHORT HORIZON | P130905 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | TRANSAMERICA BALANCED II | P131429 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | TRANSAMERICA HIGH QUALITY BOND | P130906 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | TRANSAMERICA LARGE VALUE OPPORTUNITIES | P130907 |
AEGON USA INVESTMENT MANAGEMENT, LLC | TRANSAMERICA ASSET MANAGEMENT INC | 0449419 | TRANSAMERICA LEVIN LARGE CAP VALUE VP | P130908 |
AEW CAPITAL MANAGEMENT LP | AEW CAPITAL MANAGEMENT LP | 0452791 | AEW PARTNERS VIII LP | P130700 |
AEW CAPITAL MANAGEMENT LP | AEW CAPITAL MANAGEMENT LP | 0452791 | AEW VALUE INVESTORS ASIA III LP | P131203 |
AEW CAPITAL MANAGEMENT LP | LOOMIS SAYLES & COMPANY LP | 0338043 | SAKORUM LONG SHORT EQUITY FUND LP | P132313 |
AEW CAPITAL MANAGEMENT LP | LOOMIS SAYLES & COMPANY LP | 0338043 | SAKORUM LONG SHORT EQUITY LTD | P132314 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FINANCIAL SERVICES OPPORTUNITIES CAYMAN FUND LP | P130252 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FINANCIAL SERVICES OPPORTUNITIES DELAWARE FUND LP | P130251 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FINANCIAL SERVICES OPPORTUNITIES MASTER FUND L.P. | P130250 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FLEXFEE CORE OPPORTUNITIES PORTFOLIO OF THE AB CAP FUND INC | P130255 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FLEXFEE INTERNATIONAL BOND PORTFOLIO OF THE AB BOND FUND INC | P130254 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FLEXFEE INTERNATIONAL STRATEGIC CORE PORTFOLIO OF THE AB CAP FUND INC | P130257 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FLEXFEE LARGE CAP GROWTH PORTFOLIO OF THE AB CAP FUND INC | P130256 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB FLEXFEE US THEMATIC PORTFOLIO OF THE AB CAP FUND INC | P130258 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB GLOBAL RESEARCH INSIGHTS SERIES II | P131143 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB IMPACT MUNICIPAL INCOME SHARES OF AB CORPORATE SHARES | P130253 |
ALLIANCEBERNSTEIN L.P. | ALLIANCEBERNSTEIN LP | 0374938 | AB OPTIONS RETURN ADVANTAGE SERIES | P130662 |
ALLIANCEBERNSTEIN L.P. | AXA EQUITABLE FUNDS MANAGEMENT GROUP LLC | 0440426 | 1290 VT MULTI ALTERNATIVE STRATEGIES PORTFOLIO OF EQ ADVISORS TRUST | P130639 |
ALLIANCEBERNSTEIN L.P. | AXA EQUITABLE FUNDS MANAGEMENT GROUP LLC | 0440426 | AXA AB DYNAMIC AGGRESSIVE GROWTH PORTFOLIO OF EQ ADVISORS TRUST | P130637 |
ALLIANCEBERNSTEIN L.P. | AXA EQUITABLE FUNDS MANAGEMENT GROUP LLC | 0440426 | AXA JPMORGAN STRATEGIC ALLOCATION PORTFOLIO OF EQ ADVISORS TRUST | P130638 |
ALPINVEST PARTNERS B.V. | METROPOLITAN REAL ESTATE EQUITY MANAGEMENT LLC | 0486910 | METROPOLITAN REAL ESTATE PARTNERS CO INVESTMENTS EUI II M LP | P130466 |
ALPINVEST PARTNERS B.V. | METROPOLITAN REAL ESTATE EQUITY MANAGEMENT LLC | 0486910 | MREP BALLISTIC 1 LLC | P130467 |
ALPINVEST PARTNERS B.V. | METROPOLITAN REAL ESTATE EQUITY MANAGEMENT LLC | 0486910 | MREP BALLISTIC 2 LLC | P130468 |
ALPS ADVISORS, INC. | ALPS ADVISORS INC | 0448018 | ALPS DISRUPTIVE TECHNOLOGIES ETF | P132188 |
AMERICAN CENTURY INVESTMENT MANAGEMENT INC | AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. | 0394170 | AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETF | P132336 |
AMERICAN CENTURY INVESTMENT MANAGEMENT INC | AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. | 0394170 | AMERICAN CENTURY STOXX US QUALITY VALUE ETF | P132335 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | AIOO VI A MASTER D CI INVESTOR CIC LTD | P131527 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | AIOO VI A MASTER D US INVESTOR USC LLC | P131528 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | AIOO VI AB MASTER B US INVESTOR USC LLC | P131526 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | AIOO VI-AB MASTER A CI INVESTOR (CIC), LTD. | P131525 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI A LP | P131514 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI B LP | P131515 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI C LP | P131516 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI D LP | P131517 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE VI A LP | P131520 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE VI B LP | P131519 |
ANCHORAGE CAPITAL GROUP, L.L.C. | ANCHORAGE CAPITAL GROUP LLC | 0348765 | ANCHORAGE ILLIQUID OPPORTUNITIES VI LP | P131518 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | AG DIRECT LENDING FUND III LP | P131241 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | AG DLI III LP | P131244 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | AG DLI III UNLEVERED LP | P131246 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | AG DLI INVESTMENTS III LP | P131242 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | AG DLI INVESTMENTS III UNLEVERED LP | P131243 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | TWIN BROOK CAPITAL FUNDING XIII LLC | P131247 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | TWIN BROOK CAPITAL FUNDING XIV LLC | P131248 |
ANGELO, GORDON & CO., L.P. | AG DIRECT LENDING FUND III GP LLC | 0509565 | TWIN BROOK CAPITAL FUNDING XV LLC | P131249 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | AG DIRECT LENDING FUND III LP | P131231 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | AG DLI III LP | P131234 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | AG DLI III UNLEVERED LP | P131235 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | AG DLI INVESTMENTS III LP | P131232 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | AG DLI INVESTMENTS III UNLEVERED LP | P131233 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | TWIN BROOK CAPITAL FUNDING XIII LLC | P131236 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | TWIN BROOK CAPITAL FUNDING XIV LLC | P131237 |
ANGELO, GORDON & CO., L.P. | ANGELO GORDON & CO LP | 0233099 | TWIN BROOK CAPITAL FUNDING XV LLC | P131238 |
APOLLO MANAGEMENT, L.P. | APOLLO ASIA REAL ESTATE MANAGEMENT LLC | 0508411 | APOLLO ASIA REAL ESTATE AAC FUND LP | P130274 |
APPALOOSA LP | APPALOOSA LP | 0499239 | AZTECA PARTNERS LLC | P131867 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | AQR CHURCHILL ALPHAPORT FUND LP | P130849 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | AQR CHURCHILL TOTAL RETURN FUND LP | P130902 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | AQR CORE PLUS BOND FUND | P132053 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | AQR HIGH YIELD BOND FUND | P132054 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | AQR STYLE PREMIA DEVELOPED LONG ONLY EQUITY BETA 1 MASTER ACCOUNT LP | P130848 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | AQR TAX ADVANTAGED GLOBAL RELAXED CONTRAINT EQUITY FUND LP | P130931 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | PUBLIC EQUITIES OPPORTUNITIES R1000 SMART BETA SPLO LLC | P132020 |
AQR CAPITAL MANAGEMENT, LLC | AQR CAPITAL MANAGEMENT LLC | 0285701 | REF GLOBAL SPLO LP | P132021 |
ARES CAPITAL MANAGEMENT LLC | AREA EUROPEAN PROPERTY ENHANCEMENT MANAGEMENT LLC | 0509287 | AREA EUROPEAN PROPERTY ENHANCEMENT PROGRAM LP | P130943 |
ARES CAPITAL MANAGEMENT LLC | ARES EUROPEAN REAL ESTATE MANAGEMENT I, L.P. | 0475216 | ARES EUROPEAN REAL ESTATE FUND I EU LP | P130437 |
ARES CAPITAL MANAGEMENT LLC | ARES EUROPEAN REAL ESTATE MANAGEMENT II LP | 0509321 | ARES EUROPEAN REAL ESTATE FUND II EURO LP | P130965 |
ARES CAPITAL MANAGEMENT LLC | ARES EUROPEAN REAL ESTATE MANAGEMENT II LP | 0509321 | ARES EUROPEAN REAL ESTATE FUND II LP | P130966 |
ARES CAPITAL MANAGEMENT LLC | ARES INSTITUTIONAL LOAN FUND GP LLC | 0509760 | ARES INSTITUTIONAL LOAN FUND CAYMAN FEEDER LP | P131461 |
ARES CAPITAL MANAGEMENT LLC | ARES INSTITUTIONAL LOAN FUND GP LLC | 0509760 | ARES INSTITUTIONAL LOAN FUND US FEEDER LP | P131460 |
ARES CAPITAL MANAGEMENT LLC | ARES MANAGEMENT LLC | 0415998 | ARES INSTITUTIONAL LOAN FUND CAYMAN FEEDER LP | P131461 |
ARES CAPITAL MANAGEMENT LLC | ARES MANAGEMENT LLC | 0415998 | ARES INSTITUTIONAL LOAN FUND US FEEDER LP | P131460 |
ARES CAPITAL MANAGEMENT LLC | ARES MANAGEMENT UK LIMITED | 0489292 | ARES EUROPEAN PROPERTY ENHANCEMENT PARTNERS II LP | P130860 |
ARES CAPITAL MANAGEMENT LLC | ARES MANAGEMENT UK LIMITED | 0489292 | ARES EUROPEAN REAL ESTATE FUND IV EURO LP | P130861 |
ARES CAPITAL MANAGEMENT LLC | ARES REAL ESTATE MANAGEMENT HOLDINGS LLC | 0510101 | ARES US REAL ESTATE FUND IX LP | P131899 |
ARES CAPITAL MANAGEMENT LLC | ARES REAL ESTATE MANAGEMENT HOLDINGS LLC | 0510101 | ARES US REAL ESTATE PARALLEL FUND IX LP | P131900 |
ARES CAPITAL MANAGEMENT LLC | ARES US REAL ESTATE OPPORTUNITY MANAGEMENT LP | 0509320 | ARES US REAL ESTATE OPPORTUNITY FUND LP | P130964 |
ARES CAPITAL MANAGEMENT LLC | ARES US REAL ESTATE VIII MANAGEMENT LLC | 0509288 | ARES US REAL ESTATE FUND VIII LP | P130944 |
AST INVESTMENT SERVICES, INC. | PGIM INVESTMENTS LLC | 0389668 | AST BOND PORTFOLIO 2029 | P131848 |
AST INVESTMENT SERVICES, INC. | PGIM INVESTMENTS LLC | 0389668 | PRUDENTIAL EMERGING MARKETS DEBT HARD CURRENCY FUND | P131441 |
AST INVESTMENT SERVICES, INC. | PGIM INVESTMENTS LLC | 0389668 | PRUDENTIAL GLOBAL TOTAL RETURN USD HEDGED FUND | P131414 |
AST INVESTMENT SERVICES, INC. | PRUCO LIFE INSURANCE COMPANY | 0453761 | PRUCO LIFE PRUCOLI CONTRACT ACCOUNT | P132332 |
AST INVESTMENT SERVICES, INC. | PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | 0471984 | PRUCO LIFE OF NEW JERSEY PRU COLI CONTRACT ACCOUNT | P132333 |
BAIN CAPITAL PRIVATE EQUITY, LP | BAIN CAPITAL INVESTORS LLC | 0353160 | BAIN CAPITAL EUROPE FUND IV LP | P131131 |
BAIN CAPITAL PRIVATE EQUITY, LP | BAIN CAPITAL INVESTORS LLC | 0353160 | BAIN CAPITAL FUND DE XII LP | P131133 |
BAIN CAPITAL PRIVATE EQUITY, LP | BAIN CAPITAL INVESTORS LLC | 0353160 | BAIN CAPITAL FUND LUX XII SCSP | P131134 |
BAIN CAPITAL PRIVATE EQUITY, LP | BAIN CAPITAL INVESTORS LLC | 0353160 | BAIN CAPITAL FUND XII LP | P131132 |
BARINGS GLOBAL ADVISERS LIMITED | BARINGS GLOBAL ADVISERS LIMITED | 0482333 | BARINGS GLOBAL SPECIAL SITUATIONS CREDIT 3 SÀ RL | P131498 |
BARINGS GLOBAL ADVISERS LIMITED | BARINGS GLOBAL ADVISERS LIMITED | 0482333 | BARINGS GLOBAL SPECIAL SITUATIONS CREDIT FUND 3 | P131497 |
BAYVIEW ASSET MANAGEMENT, LLC | BAYVIEW FUND MANAGEMENT LLC | 0437984 | BLT TRUST | P132291 |
BEACH POINT CAPITAL MANAGEMENT LP | BEACH POINT ADVISORS LLC | 0420676 | BEACH POINT SCF XI LP | P132127 |
BENEFIT STREET PARTNERS L.L.C. | BENEFIT STREET PARTNERS LLC | 0438320 | HAMPSHIRE CREDIT ALPHA FEEDER FUND LTD | P130545 |
BENEFIT STREET PARTNERS L.L.C. | BENEFIT STREET PARTNERS LLC | 0438320 | HAMPSHIRE CREDIT ALPHA MASTER FUND LP | P130544 |
BENEFIT STREET PARTNERS L.L.C. | BENEFIT STREET PARTNERS SMA K GP LP | 0510191 | BENEFIT STREET PARTNERS SMA K LP | P131968 |
BENEFIT STREET PARTNERS L.L.C. | PROVIDENCE EQUITY GP VIII LP | 0510573 | PROVIDENCE EQUITY OPERATING PARTNERS VIII LP | P132283 |
BENEFIT STREET PARTNERS L.L.C. | PROVIDENCE EQUITY GP VIII LP | 0510573 | PROVIDENCE EQUITY PARTNERS VIII LP | P132282 |
BERKSHIRE PARTNERS LLC | NINTH BERKSHIRE ASSOCIATES LLC | 0492424 | BERKSHIRE FUND IX A COINVESTMENT FUND LP | P131446 |
BERKSHIRE PARTNERS LLC | NINTH BERKSHIRE ASSOCIATES LLC | 0492424 | BERKSHIRE FUND IX COINVESTMENT FUND LP | P131445 |
BESSEMER INVESTMENT MANAGEMENT LLC | BESSEMER TRUST COMPANY, N.A. | 0384654 | FIFTH AVENUE REAL ASSETS 4 LLC | P130853 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FINANCIAL MANAGEMENT INC | 0272739 | EMPIREPM B 2017 10 | P130340 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FINANCIAL MANAGEMENT INC | 0272739 | INVESTMENT OPPORTUNITIES SPC SP 2 | P130278 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FINANCIAL MANAGEMENT INC | 0272739 | INVESTMENT OPPORTUNITIES SPC SP 4 | P130397 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FINANCIAL MANAGEMENT INC | 0272739 | MALT MASTER FUND LP | P130279 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FINANCIAL MANAGEMENT INC | 0272739 | MALT OFFSHORE FUND LP | P130277 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FINANCIAL MANAGEMENT INC | 0272739 | MALT ONSHORE FUND LP | P130280 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FINANCIAL MANAGEMENT INC | 0272739 | SONJ FAIR LLC | P131552 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FUND ADVISORS | 0229147 | ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | P130524 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK FUND ADVISORS | 0229147 | ISHARES US BROAD DIVIDEND AND BUYBACK ETF | P130658 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK INSTITUTIONAL TRUST COMPANY NA | 0279188 | BLACKROCK TOTAL RETURN BOND FUND M | P131444 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK INSTITUTIONAL TRUST COMPANY NA | 0279188 | BLACKROCK US EQUITY STYLES NON LENDABLE FUND | P131993 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK INSTITUTIONAL TRUST COMPANY NA | 0279188 | CHINA CSI300 OPPORTUNITIES FUND | P132315 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK INSTITUTIONAL TRUST COMPANY NA | 0279188 | US STRIPS 20 PLUS YEAR BOND INDEX NON LENDABLE FUND | P131440 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK INVESTMENT MANAGEMENT LLC | 0298090 | SPECIAL OPPORTUNITIES FEEDER FUND III LP | P130281 |
BLACKROCK INTERNATIONAL LIMITED | BLACKROCK INVESTMENT MANAGEMENT LLC | 0298090 | SPECIAL OPPORTUNITIES FUND III LP | P130282 |
BRIGADE CAPITAL UK LLP | BRIGADE CAPITAL MANAGEMENT LP | 0378963 | BRIGADE ABS FUND I LP | P132049 |
BRIGADE CAPITAL UK LLP | BRIGADE CAPITAL MANAGEMENT LP | 0378963 | BRIGADE ABS FUND I LTD | P132050 |
BRIGADE CAPITAL UK LLP | BRIGADE CAPITAL MANAGEMENT LP | 0378963 | BRIGADE CAVALRY FUND LP | P132051 |
BRIGADE CAPITAL UK LLP | BRIGADE CAPITAL MANAGEMENT LP | 0378963 | BRIGADE CAVALRY FUND LTD | P132052 |
BROWN ADVISORY | BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC | 0325501 | BROWN ADVISORY INVESTORS 2017 BLUE WATER AGGREGATES FUND LLLP | P130940 |
BROWN ADVISORY | BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC | 0325501 | BROWN ADVISORY INVESTORS 2017 CHARLESBANK IX LLLP | P130941 |
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT | BROWN BROTHERS HARRIMAN & CO | 0338045 | BBH CAPITAL PARTNERS OPPORTUNITIES CAYMAN | P131548 |
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT | BROWN BROTHERS HARRIMAN & CO | 0338045 | BBH CAPITAL PARTNERS OPPORTUNITIES CAYMAN 2 | P131549 |
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT | BROWN BROTHERS HARRIMAN & CO | 0338045 | BBH CAPITAL PARTNERS OPPORTUNITIES FUND LP | P131547 |
CAPITAL INTERNATIONAL, INC. | CAPITAL RESEARCH AND MANAGEMENT COMPANY | 0185261 | AMERICAN FUNDS COLLEGE TARGET DATE SERIES AMERICAN FUNDS COLLEGE 2036 FUND | P132356 |
CAPSTONE INVESTMENT ADVISORS, LLC | CAPSTONE INVESTMENT ADVISORS LLC | 0387045 | CAPSTONE WDV FUND LLC | P130791 |
CAPSTONE INVESTMENT ADVISORS, LLC | CAPSTONE INVESTMENT ADVISORS LLC | 0387045 | CPP LAKE ERIE FUND LIMITED | P130859 |
CAPSTONE INVESTMENT ADVISORS, LLC | CAPSTONE INVESTMENT ADVISORS LLC | 0387045 | CPP LAKE PLACID FUND LIMITED | P130862 |
CARVAL INVESTORS, LLC | CARVAL CVF IV GP LP | 0508548 | CVI CREDIT VALUE FUND A IV LP | P130381 |
CARVAL INVESTORS, LLC | CARVAL CVF IV GP LP | 0508548 | CVI CREDIT VALUE FUND B IV LP | P130382 |
CARVAL INVESTORS, LLC | CARVAL CVF IV GP LP | 0508548 | CVI CVF IV LUX SECURITIES SARL | P130386 |
CARVAL INVESTORS, LLC | CARVAL CVF IV GP LP | 0508548 | CVI CVF IV MASTER FUND I LP | P130383 |
CARVAL INVESTORS, LLC | CARVAL CVF IV GP LP | 0508548 | CVI CVF IV MASTER FUND II LP | P130384 |
CARVAL INVESTORS, LLC | CARVAL CVF IV GP LP | 0508548 | CVI CVF IV MASTER FUND III LP | P130385 |
CARVAL INVESTORS, LLC | CARVAL INVESTORS LLC | 0423893 | CVI CREDIT VALUE FUND A IV LP | P130381 |
CARVAL INVESTORS, LLC | CARVAL INVESTORS LLC | 0423893 | CVI CREDIT VALUE FUND B IV LP | P130382 |
CARVAL INVESTORS, LLC | CARVAL INVESTORS LLC | 0423893 | CVI CVF IV LUX SECURITIES SARL | P130386 |
CARVAL INVESTORS, LLC | CARVAL INVESTORS LLC | 0423893 | CVI CVF IV MASTER FUND I LP | P130383 |
CARVAL INVESTORS, LLC | CARVAL INVESTORS LLC | 0423893 | CVI CVF IV MASTER FUND II LP | P130384 |
CARVAL INVESTORS, LLC | CARVAL INVESTORS LLC | 0423893 | CVI CVF IV MASTER FUND III LP | P130385 |
CBRE CLARION SECURITIES LLC | CBRE CLARION SECURITIES LLC | 0449670 | CBRE CLARION MLP FUND LP | P132088 |
CERBERUS CAPITAL MANAGEMENT, L.P. | CERBERUS CAPITAL MANAGEMENT II LP | 0379243 | CERBERUS 17 RM FEEDER FUND 2 LTD | P130978 |
CERBERUS CAPITAL MANAGEMENT, L.P. | CERBERUS REAL ESTATE GP IV LLC | 0489525 | CIREP IV AIV LP | P131400 |
CIFC ASSET MANAGEMENT LLC | CIFC ASSET MANAGEMENT | 0469576 | CIFC TACTICAL INCOME FUND CAYMAN LTD | P132308 |
CIFC ASSET MANAGEMENT LLC | CIFC ASSET MANAGEMENT | 0469576 | CIFC TACTICAL INCOME FUND LP | P132309 |
CIFC ASSET MANAGEMENT LLC | CIFC ASSET MANAGEMENT | 0469576 | CIFC TACTICAL INCOME MASTER FUND LTD | P132307 |
CITADEL ADVISORS LLC | CITADEL ADVISORS LLC | 0391913 | CGEF OFFSHORE HOLDINGS II LTD | P131121 |
CITADEL ADVISORS LLC | CITADEL ADVISORS LLC | 0391913 | CITADEL FIXED INCOME BR LLC | P131122 |
CITADEL ADVISORS LLC | CITADEL ADVISORS LLC | 0391913 | CITADEL GLOBAL EQUITIES FUND II LLC | P131119 |
CITADEL ADVISORS LLC | CITADEL ADVISORS LLC | 0391913 | CITADEL GLOBAL EQUITIES FUND II LTD | P131120 |
CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY LLC | 0423752 | 435 NORTH MICHIGAN OFFSHORE FEEDER FUND LP | P131988 |
CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY LLC | 0423752 | 435 NORTH MICHIGAN ONSHORE FEEDER FUND LP | P131989 |
CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY LLC | 0423752 | BCSSA OFFSHORE FEEDER FUND LTD | P132231 |
CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY LLC | 0423752 | DGP IV OWNERSHIP OFFSHORE FEEDER FUND LP | P132228 |
CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY LLC | 0423752 | DGP IV OWNERSHIP ONSHORE FEEDER FUND LP | P132230 |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS LLC | 0276881 | COLUMBIA SOLUTIONS AGGRESSIVE PORTFOLIO | P132321 |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS LLC | 0276881 | SELIGMAN TECH SPECTRUM OFFSHORE FUND | P130690 |
CREDIT SUISSE ASSET MANAGEMENT, LLC | CREDIT SUISSE ASSET MANAGEMENT LLC | 0232207 | CREDIT SUISSE SENIOR LOAN INVESTMENT UNIT TRUST | P132213 |
CREDIT SUISSE ASSET MANAGEMENT, LLC | CREDIT SUISSE ASSET MANAGEMENT LLC | 0232207 | ILS PROPERTY & CASUALTY FEEDER FUND II LP | P130389 |
CREDIT SUISSE ASSET MANAGEMENT, LLC | CREDIT SUISSE ASSET MANAGEMENT LLC | 0232207 | ILS PROPERTY & CASUALTY FUND II LP | P130390 |
CREDIT SUISSE ASSET MANAGEMENT, LLC | CREDIT SUISSE ASSET MANAGEMENT LLC | 0232207 | NEXT INVESTORS II LP | P130391 |
D. E. SHAW & CO., L.P. | DE SHAW ADVISER LLC | 0431577 | D E SHAW TERRELLA FUND LP | P131797 |
D. E. SHAW & CO., L.P. | DE SHAW INVESTMENT MANAGEMENT LLC | 0375448 | D E SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND LP | P131201 |
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | MH DAVIDSON & CO 520 GP LLC | 0510231 | MH DAVIDSON & CO 520 LP | P132004 |
DIMENSIONAL FUND ADVISORS LTD | DIMENSIONAL FUND ADVISORS LP | 0424509 | DFA CALIFORNIA MUNICIPAL REAL RETURN PORTFOLIO OF DFA INVESTMENT DIMENSIONS GROUP INC | P130424 |
DIMENSIONAL FUND ADVISORS LTD | DIMENSIONAL FUND ADVISORS LP | 0424509 | DFA GLOBAL CORE PLUS FIXED INCOME PORTFOLIO OF DFA INVESTMENT DIMENSIONS GROUP INC | P132241 |
DISCOVERY CAPITAL MANAGEMENT, LLC | DISCOVERY CAPITAL MANAGEMENT LLC | 0299618 | DISCOVERY GLOBAL BEACON CAYMAN LTD | P132075 |
DISCOVERY CAPITAL MANAGEMENT, LLC | DISCOVERY CAPITAL MANAGEMENT LLC | 0299618 | DISCOVERY GLOBAL BEACON PARTNERS LP | P132074 |
EATON VANCE MANAGEMENT | BOSTON MANAGEMENT AND RESEARCH | 0356916 | EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE MASTER FUND LTD | P132362 |
EATON VANCE MANAGEMENT | BOSTON MANAGEMENT AND RESEARCH | 0356916 | EATON VANCE MACRO OFFSHORE PARTNERS LTD | P131261 |
EATON VANCE MANAGEMENT | BOSTON MANAGEMENT AND RESEARCH | 0356916 | EATON VANCE MACRO PARTNERS LLC | P131260 |
EATON VANCE MANAGEMENT | CALVERT RESEARCH AND MANAGEMENT | 0501589 | CALVERT FLOATING RATE ADVANTAGE FUND | P130901 |
EIG MANAGEMENT COMPANY, LLC | EIG-GATEWAY DIRECT INVESTMENTS GP, L.P. | 0441184 | EIG GATEWAY DIRECT INVESTMENTS CORPUS CHRISTI LP | P131882 |
EIG MANAGEMENT COMPANY, LLC | EIG-GATEWAY DIRECT INVESTMENTS GP, L.P. | 0441184 | EIG GATEWAY DIRECT INVESTMENTS DIREWOLF LP | P131884 |
EIG MANAGEMENT COMPANY, LLC | EIG-GATEWAY DIRECT INVESTMENTS GP, L.P. | 0441184 | EIG GATEWAY DIRECT INVESTMENTS REDWOOD LP | P131883 |
ENERGY CAPITAL PARTNERS | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | 0441609 | ENERGY CAPITAL PARTNERS IV A LP | P131995 |
ENERGY CAPITAL PARTNERS | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | 0441609 | ENERGY CAPITAL PARTNERS IV B LP | P131996 |
ENERGY CAPITAL PARTNERS | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | 0441609 | ENERGY CAPITAL PARTNERS IV C LP | P131997 |
ENERGY CAPITAL PARTNERS | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | 0441609 | ENERGY CAPITAL PARTNERS IV D LP | P131998 |
ENERGY CAPITAL PARTNERS | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | 0441609 | ENERGY CAPITAL PARTNERS IV LP | P131994 |
ENERGY CAPITAL PARTNERS | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | 0441609 | ENERGY CAPITAL PARTNERS IV OFFSHORE FEEDER LP | P131999 |
FIRST PACIFIC ADVISORS, LLC | FIRST PACIFIC ADVISORS, LLC | 0392190 | FPA CONTRARIAN VALUE EQUITY FUND LP | P131978 |
FIRST PACIFIC ADVISORS, LLC | FIRST PACIFIC ADVISORS, LLC | 0392190 | FPA INTERNATIONAL VALUE EQUITY FUND LP | P131979 |
FIRST TRUST ADVISORS LP | FIRST TRUST ADVISORS LP | 0382935 | FIRST TRUST MUNICIPAL HIGH INCOME ETF | P130739 |
FIRST TRUST ADVISORS LP | FIRST TRUST ADVISORS LP | 0382935 | FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF | P130738 |
FORTRESS INVESTMENT GROUP | FORTRESS CREDIT ADVISORS LLC | 0450199 | FORTRESS INTELLECTUAL PROPERTY OPPORTUNITIES FUND I A LP | P130351 |
FORTRESS INVESTMENT GROUP | FORTRESS CREDIT ADVISORS LLC | 0450199 | FORTRESS INTELLECTUAL PROPERTY OPPORTUNITIES FUND I B LP | P130352 |
FORTRESS INVESTMENT GROUP | FORTRESS CREDIT ADVISORS LLC | 0450199 | FORTRESS INTELLECTUAL PROPERTY OPPORTUNITIES FUND I C LP | P130353 |
FRANKLIN ADVISORY SERVICES, LLC | FRANKLIN ADVISERS INC | 0446714 | FRANKLIN BALANCE SHEET INVESTMENT FUND | P132312 |
FRANKLIN ADVISORY SERVICES, LLC | FRANKLIN ADVISORY SERVICES LLC | 0474627 | FRANKLIN BALANCE SHEET INVESTMENT FUND | P132334 |
FRANKLIN ADVISORY SERVICES, LLC | K2 D&S MANAGEMENT CO LLC | 0309490 | K2 NOMURA LIQUID MACRO FUND LTD | P130656 |
FRANKLIN ADVISORY SERVICES, LLC | K2 D&S MANAGEMENT CO LLC | 0309490 | K2 NOMURA LIQUID MACRO MASTER FUND LTD | P130655 |
FRANKLIN ADVISORY SERVICES, LLC | K2 D&S MANAGEMENT CO LLC | 0309490 | K2 PYXIS FUND LTD | P132200 |
GAM INTERNATIONAL MANAGEMENT LIMITED | GAM INTERNATIONAL MANAGEMENT LIMITED | 0294819 | GAM STAR FUND PLC GAM STAR EMERGING MARKET RATES | P131904 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GOLDENTREE HIGH GRADE FLOATING RATE FUND LP | P130798 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GOLDENTREE HIGH GRADE FLOATING RATE FUND LTD | P130797 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GOLDENTREE HIGH GRADE FLOATING RATE MASTER FUND LTD | P130796 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES FUND EXTENSION HOLDINGS LLC | P131980 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GT PR OPPORTUNITIES FUND LP | P131481 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GT PR OPPORTUNITIES FUND LTD | P131482 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GT PR OPPORTUNITIES INTERMEDIATE FUND LP | P131483 |
GOLDENTREE ASSET MANAGEMENT LP | GOLDENTREE ASSET MANAGEMENT LP | 0359029 | GT PR OPPORTUNITIES MASTER FUND LTD | P131479 |
GRANTHAM MAYO VAN OTTERLOO & CO LLC | GRANTHAM MAYO VAN OTTERLOO & CO LLC | 0268035 | GMO EMERGING EQUITY MARKET NEUTRAL FUND LTD | P130809 |
GROSVENOR CAPITAL MANAGEMENT, L.P. | GROSVENOR CAPITAL MANAGEMENT LP | 0239462 | MIDWOOD GROSVENOR FUND LLC | P131862 |
GSAM STABLE VALUE, LLC | GOLDMAN SACHS ASSET MANAGEMENT LP | 0330835 | CADRE ACCESS LP | P130425 |
GSAM STABLE VALUE, LLC | GOLDMAN SACHS ASSET MANAGEMENT LP | 0330835 | CADRE ACCESS OFFSHORE CAYMAN LTD | P132280 |
GSAM STABLE VALUE, LLC | GOLDMAN SACHS ASSET MANAGEMENT LP | 0330835 | CADRE ACCESS OFFSHORE LP | P130426 |
GSAM STABLE VALUE, LLC | GOLDMAN SACHS ASSET MANAGEMENT LP | 0330835 | EG DIRECT HOLDINGS LP | P132278 |
GSAM STABLE VALUE, LLC | GOLDMAN SACHS ASSET MANAGEMENT LP | 0330835 | PEA OFFSHORE LISBON LLC | P130449 |
GSAM STABLE VALUE, LLC | GOLDMAN SACHS ASSET MANAGEMENT LP | 0330835 | PEA PHOENIX HOLDINGS LP | P132279 |
HAMILTON LANE | SALI FUND MANAGEMENT LLC | 0325221 | DUNN INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LP | P131030 |
HAMILTON LANE | SALI FUND MANAGEMENT LLC | 0325221 | KORE INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LP | P131240 |
HAMILTON LANE | SALI FUND MANAGEMENT LLC | 0325221 | MLM SYMMETRY INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LP | P131227 |
HAMILTON LANE | SALI FUND MANAGEMENT LLC | 0325221 | RIMROCK RELATIVE VALUE FIXED INCOME IDF SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LP | P131230 |
HAMILTON LANE | SALI FUND MANAGEMENT LLC | 0325221 | WESTERN ASSET MANAGEMENT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LP | P131239 |
HAMILTON LANE | SALI FUND MANAGEMENT LLC | 0325221 | YIELD OPPORTUNITIES INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND VII LP | P131466 |
HARTFORD INVESTMENT MANAGEMENT COMPANY | HARTFORD FUNDS MANAGEMENT COMPANY LLC | 0446475 | HARTFORD GLOBAL IMPACT NEXTSHARES | P131808 |
HARTFORD INVESTMENT MANAGEMENT COMPANY | HARTFORD FUNDS MANAGEMENT COMPANY LLC | 0446475 | HARTFORD MUNICIPAL OPPORTUNITIES ETF | P131413 |
HENDERSON INVESTMENT MANAGEMENT LTD. | HENDERSON GLOBAL INVESTORS LIMITED | 0326356 | P112879 | P132038 |
HIGHFIELDS CAPITAL MANAGEMENT LP | HIGHFIELDS CAPITAL MANAGEMENT LP | 0289450 | HIGHFIELDS CAPITAL V LP | P132117 |
III CAPITAL MANAGEMENT | III CAPITAL MANAGEMENT | 0250468 | III ABSOLUTE RETURN FUND LTD | P130462 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO HIGH INCOME 2024 TARGET TERM FUND | P130635 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO MULTI SERIES FUNDS LLC INVESCO INTERNATIONAL DEFENSIVE GROWTH FUND | P130636 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2015 FUND | P130764 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2020 FUND | P130765 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2025 FUND | P130766 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2030 FUND | P130767 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2035 FUND | P130768 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2040 FUND | P130769 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2045 FUND | P130770 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2050 FUND | P130771 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2055 FUND | P130772 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2060 FUND | P130773 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT 2065 FUND | P130774 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO PEAK RETIREMENT NOW FUND | P130763 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO ADVISERS INC | 0175111 | INVESCO US MANAGED VOLATILITY FUND | P130634 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | CLOSED END DISCOUNT OPPORTUNITY PORTFOLIO SERIES 174 | P131221 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | CLOSED END STRATEGY: MASTER MUNICIPAL INCOME CALIFORNIA SERIES 174 | P131224 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | CLOSED END STRATEGY: MASTER MUNICIPAL INCOME NEW YORK SERIES 174 | P131225 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | CLOSED END STRATEGY: SELECT OPPORTUNITY PORTFOLIO SERIES 174 | P131223 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | DEFENSIVE EQUITY & INCOME PORTFOLIO SERIES 174 | P131229 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | ETF ALLOCATION PORTFOLIO SERIES 174 | P131226 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | ETF DIVERSIFIED INCOME PORTFOLIO SERIES 174 | P131228 |
INVESCO INVESTMENT ADVISERS LLC | INVESCO CAPITAL MARKETS INC | 0454980 | HIGH INCOME ALLOCATION PORTFOLIO SERIES 174 | P131222 |
J.P. MORGAN SECURITIES LLC | JP MORGAN ALTERNATIVE ASSET MGMT INC | 0229386 | EPP DISTRESSED DEBT FUND | P130380 |
J.P. MORGAN SECURITIES LLC | JP MORGAN CHASE BANK N A | 0357368 | COMMINGLED PENSION TRUST FUND EAFE EQUITY INDEX OF JPMORGAN CHASE BANK NA | P131197 |
J.P. MORGAN SECURITIES LLC | JP MORGAN CHASE BANK N A | 0357368 | COMMINGLED PENSION TRUST FUND EMERGING MARKETS AGGREGATE BOND OF JPMORGAN CHASE BANK NA | P131919 |
J.P. MORGAN SECURITIES LLC | JP MORGAN CHASE BANK N A | 0357368 | COMMINGLED PENSION TRUST FUND MID CAP EQUITY INDEX OF JPMORGAN CHASE BANK NA | P130719 |
J.P. MORGAN SECURITIES LLC | JP MORGAN CHASE BANK N A | 0357368 | COMMINGLED PENSION TRUST FUND SMALL CAP EQUITY INDEX OF JPMORGAN CHASE BANK NA | P130720 |
J.P. MORGAN SECURITIES LLC | JP MORGAN PRIVATE INVESTMENTS INC | 0296200 | BREP ASIA II PRIVATE INVESTORS LLC | P131175 |
J.P. MORGAN SECURITIES LLC | JP MORGAN PRIVATE INVESTMENTS INC | 0296200 | BREP ASIA II PRIVATE INVESTORS OFFSHORE SICAV RAIF SCSP | P131180 |
J.P. MORGAN SECURITIES LLC | JP MORGAN PRIVATE INVESTMENTS INC | 0296200 | EC ENERGY XI PRIVATE INVESTORS LLC | P131428 |
J.P. MORGAN SECURITIES LLC | JP MORGAN PRIVATE INVESTMENTS INC | 0296200 | EC ENERGY XI PRIVATE INVESTORS OFFSHORE LP | P131427 |
J.P. MORGAN SECURITIES LLC | JP MORGAN PRIVATE INVESTMENTS INC | 0296200 | MIDOCEAN V PRIVATE INVESTORS LLC | P131176 |
J.P. MORGAN SECURITIES LLC | JP MORGAN PRIVATE INVESTMENTS INC | 0296200 | MIDOCEAN V PRIVATE INVESTORS OFFSHORE LP | P131177 |
JACKSON NATIONAL ASSET MANAGEMENT, LLC | M&G INVESTMENT MANAGEMENT LIMITED | 0359413 | M&G REAL ESTATE DEBT FUND II LP | P131553 |
JACKSON NATIONAL ASSET MANAGEMENT, LLC | M&G INVESTMENT MANAGEMENT LIMITED | 0359413 | M&G REAL ESTATE DEBT FUND III LP | P131554 |
KOHLBERG KRAVIS ROBERTS & CO. L.P. | KKR AUSTRALIA INVESTMENT MANAGEMENT PTY LIMITED | 0508568 | KKR SENIOR FLOATING RATE INCOME FUND | P130404 |
KOHLBERG KRAVIS ROBERTS & CO. L.P. | KKR NWM GP LIMITED | 0509904 | KKR NWM PARTNERSHIP LP | P131634 |
LIGHTHOUSE INVESTMENT PARTNERS, LLC | LIGHTHOUSE INVESTMENT PARTNERS LLC | 0406075 | LDO CAYMAN XV LTD | P132215 |
LIGHTHOUSE INVESTMENT PARTNERS, LLC | LIGHTHOUSE INVESTMENT PARTNERS LLC | 0406075 | MAP 215 A SEGREGATED PORTFOLIO OF LMA SPC | P130269 |
LIGHTHOUSE INVESTMENT PARTNERS, LLC | LIGHTHOUSE INVESTMENT PARTNERS LLC | 0406075 | MAP 230 A SEGREGATED PORTFOLIO OF LMA SPC | P132214 |
LONE STAR NORTH AMERICA ACQUISITIONS, LLC | LONE STAR GLOBAL ACQUISITIONS LTD | 0440884 | LSREF5 DRAGON 2 INVESTMENTS SARL | P131961 |
LORD, ABBETT & CO. LLC | LORD ABBETT & CO LLC | 0369604 | LORD ABBETT FLOATING RATE FUND LTD | P130755 |
LORD, ABBETT & CO. LLC | LORD ABBETT & CO LLC | 0369604 | LORD ABBETT HIGH YIELD TRUST | P130691 |
MACKENZIE INVESTMENTS | MACKENZIE FINANCIAL CORPORATION | 0445297 | MACKENZIE GLOBAL ENERGY LONG SHORT FUND CAYMAN LTD | P130367 |
MACKENZIE INVESTMENTS | MACKENZIE FINANCIAL CORPORATION | 0445297 | MACKENZIE GLOBAL ENERGY LONG SHORT FUND DELAWARE LP | P130368 |
MACKENZIE INVESTMENTS | MACKENZIE FINANCIAL CORPORATION | 0445297 | MACKENZIE GLOBAL ENERGY LONG SHORT MASTER FUND CAYMAN LP | P130364 |
MACKENZIE INVESTMENTS | THE PUTNAM ADVISORY COMPANY LLC | 0372229 | PUTNAM HECM IO OPPORTUNITIES FUND LTD | P131753 |
MAGNETAR FINANCIAL LLC | MAGNETAR ASSET MANAGEMENT LLC | 0510302 | MPROVED SYSTEMATIC LONG SHORT FUND | P132055 |
MAGNETAR FINANCIAL LLC | MAGNETAR ASSET MANAGEMENT LLC | 0510302 | MPROVED SYSTEMATIC MERGER ARBITRAGE FUND | P132056 |
MAGNETAR FINANCIAL LLC | MAGNETAR ASSET MANAGEMENT LLC | 0510302 | MPROVED SYSTEMATIC MULTI STRATEGY FUND | P132057 |
MAGNETAR FINANCIAL LLC | MAGNETAR FINANCIAL LLC | 0359097 | MAGNETAR MSW FUND LTD | P130369 |
MAGNETAR FINANCIAL LLC | MAGNETAR FINANCIAL LLC | 0359097 | MAGNETAR MSW MASTER FUND LTD | P130370 |
MAGNETAR FINANCIAL LLC | MAGNETAR FINANCIAL LLC | 0359097 | MAGNETAR MULTI STRATEGY ALTERNATIVE RISK PREMIA FUND LLC | P130362 |
MAGNETAR FINANCIAL LLC | MAGNETAR FINANCIAL LLC | 0359097 | MAGNETAR MULTI STRATEGY ALTERNATIVE RISK PREMIA FUND LTD | P130363 |
MAGNETAR FINANCIAL LLC | MAGNETAR FINANCIAL LLC | 0359097 | MAGNETAR MULTI STRATEGY ALTERNATIVE RISK PREMIA MASTER FUND LTD | P130365 |
MANNING & NAPIER ADVISORS, LLC | MANNING & NAPIER ADVISORS, LLC | 0462245 | RAINER INTERNATIONAL DISCOVERY SERIES OF THE MANNING & NAPIER FUND INC | P131536 |
MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITED | JOHN HANCOCK ADVISERS LLC | 0329993 | JOHN HANCOCK MULTIFACTOR SMALL CAP ETF A SERIES OF JOHN HANCOCK EXCHANGE TRADED FUND TRUST | P130692 |
MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITED | JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY | 0406099 | SEPARATE INVESTMENT ACCOUNT NO TOHI 101 | P131473 |
MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITED | JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY | 0406099 | SEPARATE INVESTMENT ACCOUNT NO TOHI 108 | P131474 |
MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITED | JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY | 0406099 | SEPARATE INVESTMENT ACCOUNT NO TOHI 109 | P131475 |
MARATHON ASSET MANAGEMENT, L.P. | MARATHON ASSET MANAGEMENT LP | 0285990 | MAMPR METRIC FUND LTD | P130746 |
MARSHALL WACE NORTH AMERICA L.P. | MARSHALL WACE LLP | 0338513 | MARSHALL WACE FUNDS LP MW EUREKA PLUS US FUND | P131298 |
MARSHALL WACE NORTH AMERICA L.P. | MARSHALL WACE NORTH AMERICA LP | 0352403 | MARSHALL WACE FUNDS LP MW AMERICAS TOPS LONG ONLY US FUND II | P131296 |
MARSHALL WACE NORTH AMERICA L.P. | MARSHALL WACE NORTH AMERICA LP | 0352403 | MARSHALL WACE INVESTMENT STRATEGIES AMERICAS TOPS LONG ONLY FUND II | P131297 |
MAVERICK CAPITAL LTD | MAVERICK CAPITAL LTD | 0299635 | MAVERICK FUNDAMENTAL QUANT FUND LTD | P131500 |
MAVERICK CAPITAL LTD | MAVERICK CAPITAL LTD | 0299635 | MAVERICK FUNDAMENTAL QUANT LTD | P131499 |
MAVERICK CAPITAL LTD | MAVERICK CAPITAL LTD | 0299635 | MAVERICK FUNDAMENTAL QUANT NEUTRAL FUND LTD | P131502 |
MAVERICK CAPITAL LTD | MAVERICK CAPITAL LTD | 0299635 | MAVERICK FUNDAMENTAL QUANT NEUTRAL LTD | P131501 |
MERCER INVESTMENT MANAGEMENT, INC. | MERCER INVESTMENT MANAGEMENT INC | 0432208 | BSI GROUP AMERICA INC 401K SAVINGS PLAN | P131925 |
MERCER INVESTMENT MANAGEMENT, INC. | MERCER INVESTMENT MANAGEMENT INC | 0432208 | BSI PROFESSIONAL SERVICES 401K SAVINGS PLAN | P131930 |
MERCER INVESTMENT MANAGEMENT, INC. | MERCER INVESTMENT MANAGEMENT INC | 0432208 | CHARLES ROSS & SON COMPANY 401K PLAN | P131926 |
MERCER INVESTMENT MANAGEMENT, INC. | MERCER INVESTMENT MANAGEMENT INC | 0432208 | GOLDEN WEST PACKAGING GROUP LLC 401K PLAN | P131928 |
MERCER INVESTMENT MANAGEMENT, INC. | MERCER INVESTMENT MANAGEMENT INC | 0432208 | GREENCORE USA 401K SAVINGS PLAN | P131927 |
MERCER INVESTMENT MANAGEMENT, INC. | MERCER INVESTMENT MANAGEMENT INC | 0432208 | NTT SECURITY US INC 401K PLAN | P131929 |
MERCER INVESTMENT MANAGEMENT, INC. | MERCER INVESTMENT MANAGEMENT INC | 0432208 | SYNAGRO TECHNOLOGIES INC 401K PLAN | P130825 |
METLIFE INVESTMENT ADVISORS, LLC | METROPOLITAN LIFE INSURANCE COMPANY | F003543 | METLIFE SEPARATE ACCOUNT 569 | P130678 |
METLIFE INVESTMENT ADVISORS, LLC | METROPOLITAN LIFE INSURANCE COMPANY | F003543 | METLIFE SEPARATE ACCOUNT 570 | P130679 |
METROPOLITAN WEST ASSET MANAGEMENT LLC | SEPULVEDA GP LLC | 0510705 | TCW SEPULVEDA LONGSHORT EQUITY FUND I LP | P132370 |
METROPOLITAN WEST ASSET MANAGEMENT LLC | SEPULVEDA GP LLC | 0510705 | TCW SEPULVEDA LONGSHORT EQUITY FUND II LP | P132371 |
MILLENNIUM MANAGEMENT LLC | MILLENNIUM MANAGEMENT LLC | 0261206 | COGNIZANT HOLDINGS II LLC | P132229 |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | CERES MANAGED FUTURES LLC | 0192325 | CMF AE CAPITAL MASTER FUND LLC | P130753 |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | CERES MANAGED FUTURES LLC | 0192325 | CMF FORT CONTRARIAN MASTER FUND LLC | P130754 |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | CERES MANAGED FUTURES LLC | 0192325 | CMF HARBOUR SQUARE MASTER FUND LLC | P130752 |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | MORGAN STANLEY AI GP LLC | 0428315 | HEDGEPREMIER PALOMA PARTNERS LP | P130726 |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | MORGAN STANLEY AI GP LLC | 0428315 | HEDGEPREMIER PALOMA PARTNERS LTD | P130725 |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | MORGAN STANLEY INVESTMENT MANAGEMENT INC | 0090090 | GTAA PANTHER FUND LP | P131534 |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | MORGAN STANLEY INVESTMENT MANAGEMENT INC | 0090090 | TREASURY LIQUIDITY FUND | P130530 |
NB ALTERNATIVES ADVISERS LLC | NB ALTERNATIVES ADVISERS LLC | 0451415 | DYAL III SLP LP | P131505 |
NB ALTERNATIVES ADVISERS LLC | NB ALTERNATIVES ADVISERS LLC | 0451415 | NB PD III ONTARIO LP | P130335 |
NB ALTERNATIVES ADVISERS LLC | NB ALTERNATIVES ADVISERS LLC | 0451415 | NB PRIVATE DEBT FUND III CAYMAN LP | P130334 |
NB ALTERNATIVES ADVISERS LLC | NB ALTERNATIVES ADVISERS LLC | 0451415 | NB PRIVATE DEBT FUND III LUX A SCSP | P130333 |
NB ALTERNATIVES ADVISERS LLC | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 0189093 | FOCUS OMEGA FUND | P130469 |
NB ALTERNATIVES ADVISERS LLC | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 0189093 | HOMEWARD OPPORTUNITIES FUND I LP | P131851 |
NB ALTERNATIVES ADVISERS LLC | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 0189093 | HOMEWARD OPPORTUNITIES OFFSHORE FUND I LP | P131852 |
NB ALTERNATIVES ADVISERS LLC | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 0189093 | NEUBERGER BERMAN PRINCIPAL STRATEGIES OFFSHORE FUND II LTD | P132203 |
NEPHILA CAPITAL LTD. | NEPHILA CAPITAL LTD | 0357904 | ALLOY FUND LTD | P131921 |
NUMERIC INVESTORS LLC | AHL PARTNERS LLP | 0466390 | ENHANCED MOMENTUM SEGREGATED PORTFOLIO B | P131367 |
NUMERIC INVESTORS LLC | GLG PARTNERS LP | 0470576 | MAN GLG CREDIT MULTI STRATEGY MASTER FUND | P132009 |
NUMERIC INVESTORS LLC | GLG PARTNERS LP | 0470576 | MAN GLG VALUE OPPORTUNITY MASTER | P130657 |
NUMERIC INVESTORS LLC | MAN SOLUTIONS LIMITED | 0497341 | MAN ALTERNATIVE RISK PREMIA II SP | P130570 |
NUMERIC INVESTORS LLC | MAN SOLUTIONS LIMITED | 0497341 | MAN ALTERNATIVE RISK PREMIA III SP | P130714 |
NUMERIC INVESTORS LLC | MAN SOLUTIONS LIMITED | 0497341 | MAN DIVERSIFIED BESPOKE SOLUTIONS I SP | P130377 |
NUMERIC INVESTORS LLC | NUMERIC INVESTORS LLC | 0382141 | MAN NUMERIC MULTI STRATEGY MARKET NEUTRAL LLC | P132029 |
NYL INVESTORS LLC | CANDRIAM LUXEMBOURG SCA | 0482730 | CANDRIAM GF GLOBAL EQUITY OPPORTUNITIES | P132039 |
NYL INVESTORS LLC | CANDRIAM LUXEMBOURG SCA | 0482730 | CANDRIAM GF US EQUITY OPPORTUNITIES | P132040 |
NYL INVESTORS LLC | CANDRIAM LUXEMBOURG SCA | 0482730 | CANDRIAM L BALANCED ASSET ALLOCATION | P132100 |
NYL INVESTORS LLC | CANDRIAM LUXEMBOURG SCA | 0482730 | CANDRIAM L DEFENSIVE ASSET ALLOCATION | P132101 |
NYL INVESTORS LLC | MACKAY SHIELDS LLC | 0349375 | MACKAY SHIELDS HIGH YIELD CROSSOVER PORTFOLIO PLAINVIEW FUNDS PLC | P130371 |
OAK HILL ADVISORS, L.P. | OAK HILL ADVISORS LP | 0371311 | OHA CREDIT PARTNERS XIV MOA LLC | P130900 |
OAK HILL ADVISORS, L.P. | OAK HILL ADVISORS LP | 0371311 | OHA CREDIT PARTNERS XV MOA LLC | P131136 |
OAKTREE CAPITAL MANAGEMENT, L.P. | OAKTREE CAPITAL MANAGEMENT LP | 0297897 | OAKTREE EMERGING MARKETS DEBT TOTAL RETURN FUND CORPORATE FEEDER CAYMAN LP | P132225 |
OAKTREE CAPITAL MANAGEMENT, L.P. | OAKTREE CAPITAL MANAGEMENT LP | 0297897 | OAKTREE EMERGING MARKETS DEBT TOTAL RETURN FUND LP | P132226 |
OAKTREE CAPITAL MANAGEMENT, L.P. | OAKTREE CAPITAL MANAGEMENT LP | 0297897 | OAKTREE EMERGING MARKETS DEBT TOTAL RETURN FUND PARTNERSHIP FEEDER CAYMAN LP | P132227 |
OFI GLOBAL ASSET MANAGEMENT, INC. | OFI GLOBAL ASSET MANAGEMENT INC | 0444126 | OPPENHEIMER GLOBAL UNCONSTRAINED BOND FUND | P131871 |
OFI GLOBAL ASSET MANAGEMENT, INC. | OFI GLOBAL INSTITUTIONAL INC | 0344394 | OFI GLOBAL: LOANS WITH DURATION LP | P130272 |
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | ALLIANZ GLOBAL INVESTORS US LLC | 0423330 | ALLIANZGI EMERGING MARKETS SMALL CAP LLC | P132344 |
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | ALLIANZ GLOBAL INVESTORS US LLC | 0423330 | ALLIANZGI PERFORMANCEFEE MANAGED FUTURES STRATEGY FUND | P130980 |
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | ALLIANZ GLOBAL INVESTORS US LLC | 0423330 | ALLIANZGI PERFORMANCEFEE MANAGED FUTURES STRATEGY OFFSHORE FUND LTD | P130981 |
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | ALLIANZ GLOBAL INVESTORS US LLC | 0423330 | ALLIANZGI PERFORMANCEFEE STRUCTURED US EQUITY FUND | P131082 |
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | ALLIANZ GLOBAL INVESTORS US LLC | 0423330 | ALLIANZGI PERFORMANCEFEE STRUCTURED US FIXED INCOME FUND | P131081 |
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | PACIFIC INVESTMENT MANAGEMENT CO LLC | 0002988 | PIMCO MULTI ASSET VOLATILITY EMPLOYEE FUND II LP | P130388 |
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | PACIFIC INVESTMENT MANAGEMENT CO LLC | 0002988 | PIMCO MULTI ASSET VOLATILITY FUND II LP | P130387 |
PACIFIC LIFE FUND ADVISORS LLC | PACIFIC PRIVATE FUND ADVISORS LLC | 0477987 | PACIFIC PRIVATE CREIDT FUND III LP | P132365 |
PACIFIC LIFE FUND ADVISORS LLC | PACIFIC PRIVATE FUND ADVISORS LLC | 0477987 | PACIFIC PRIVATE EQUITY OPPORTUNITIES FUND III LP | P132366 |
PANAGORA ASSET MANAGEMENT INC | PUTNAM FIDUCIARY TRUST COMPANY | 0397938 | PUTNAM LARGE CAP VALUE TRUST | P132292 |
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | 0384274 | AGILITY COMPREHENSIVE SOLUTIONS FEEDER FUND LP | P130406 |
PHARO MANAGEMENT LLC | PHARO MANAGEMENT LLC | 0303640 | PHARO VENEZUELA FUND LTD | P131971 |
PROSHARE ADVISORS LLC | PROSHARE ADVISORS LLC | 0372235 | PROSHARES DECLINE OF THE RETAIL STORE ETF | P130751 |
PROSHARE ADVISORS LLC | PROSHARE ADVISORS LLC | 0372235 | PROSHARES LONG ONLINE SHORT STORES ETF | P130750 |
PROSHARE ADVISORS LLC | PROSHARE CAPITAL MANAGEMENT LLC | 0295216 | PROSHARES BITCOIN ETF | P130307 |
PROSHARE ADVISORS LLC | PROSHARE CAPITAL MANAGEMENT LLC | 0295216 | PROSHARES SHORT BITCOIN ETF | P130308 |
PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P. | PGIM INC | 0287717 | PGIM BROAD MARKET HIGH YIELD BOND FUND LP | P131790 |
PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P. | PGIM INC | 0287717 | PRUDENTIAL TREASURY STRIPS FUND OF THE PRUDENTIAL TRUST COMPANY COLLECTIVE TRUST | P130670 |
RAFFERTY ASSET MANAGEMENT, LLC | RAFFERTY ASSET MANAGEMENT LLC | 0337826 | DIREXION DAILY EMERGING MARKETS BOND BULL 3X SHARES | P130271 |
RAFFERTY ASSET MANAGEMENT, LLC | RAFFERTY ASSET MANAGEMENT LLC | 0337826 | DIREXION DAILY PHARMACEUTICAL & MEDICAL BULL 3X SHARES | P131895 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III EUR L SLP | P131545 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III EUR SLP | P131541 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III GBP SLP | P131543 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III JPY SLP | P131544 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III MASTER L SLP | P131540 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III MASTER SLP | P131539 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III USD L SLP | P131546 |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | BLUEBAY ASSET MANAGEMENT LLP | 0344858 | DIRECT LENDING FUND III USD SLP | P131542 |
RIVERSTONE INVESTMENT GROUP LLC | RIVERSTONE ENERGY PARTNERS VI LP | 0485067 | RIVERSTONE AMR PARTNERS LP | P130344 |
RREEF AMERICA L.L.C. | DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC | 0370320 | DEUTSCHE INCOME TRUST: DEUTSCHE SHORT DURATION HIGH INCOME FUND | P131964 |
RUSSELL INVESTMENTS | RUSSELL INVESTMENTS FUNDS MANAGEMENT LLC | 0399811 | REAL ESTATE EQUITY FUND | P132275 |
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | 0301874 | SCHRODER CORE BOND FUND A SERIES OF SCHRODER SERIES TRUST | P131092 |
SCOUT INVESTMENTS, INC. | SCOUT INVESTMENTS, INC. | 0429864 | COLUMBUS ULTRA LOW DURATION BOND FUND LLC | P132381 |
SEI INVESTMENTS MANAGEMENT CORP | SEI TRUST COMPANY | 0415412 | BLACK CREEK MASTER COLLECTIVE INVESTMENT TRUST | P131509 |
SEI INVESTMENTS MANAGEMENT CORP | SEI TRUST COMPANY | 0415412 | PALMER SQUARE CAPITAL COLLECTIVE INVESTMENT TRUST | P131508 |
SEIX INVESTMENT ADVISORS LLC | VIRTUS ETF ADVISERS LLC | 0492576 | VIRTUS GLOVISTA EMERGING MARKETS ETF | P130934 |
SEIX INVESTMENT ADVISORS LLC | VIRTUS ETF ADVISERS LLC | 0492576 | VIRTUS WMC GLOBAL FACTOR OPPORTUNITIES ETF | P130933 |
SILCHESTER INTERNATIONAL INVESTORS | SILCHESTER INTERNATIONAL INVESTORS LLP | 0428021 | VELANNE GLOBAL EQUITY FUND | P131076 |
STANDARD LIFE INVESTMENTS (USA) LIMITED | STANDARD LIFE INVESTMENTS CORPORATE FUNDS LIMITED | 0412086 | GTAAN SL LP | P131850 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED | STATE STREET GLOBAL ADVISORS TRUST COMPANY | 0504965 | STATE STREET ALL WORLD TOTAL MARKET CORE FACTORS NON LENDING COMMON TRUST FUND | P131830 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED | STATE STREET GLOBAL ADVISORS TRUST COMPANY | 0504965 | STATE STREET MSCI ACWI IMI INDEX NON LENDING COMMON TRUST FUND | P131831 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED | STATE STREET GLOBAL ADVISORS TRUST COMPANY | 0504965 | STATE STREET MSCI EUROPE SCREENED 100 HEDGED TO EUR INDEX NON LENDING COMMON TRUST FUND | P131833 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED | STATE STREET GLOBAL ADVISORS TRUST COMPANY | 0504965 | STATE STREET MSCI NORTH AMERICA SCREENED 100 HEDGED TO EUR INDEX NON LENDING COMMON TRUST FUND | P131829 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED | STATE STREET GLOBAL ADVISORS TRUST COMPANY | 0504965 | STATE STREET MSCI PACIFIC SCREENED 100 HEDGED TO EUR INDEX NON LENDING COMMON TRUST FUND | P131832 |
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | BLACKSTONE ALTERNATIVE ASSET MGMT LP | 0246124 | HOPE STREET FUND LP | P130453 |
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | BLACKSTONE ALTERNATIVE SOLUTIONS LLC | 0432098 | ESSAY FUND LP | P130454 |
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C. | 0441330 | BLACKSTONE TACTICAL OPPORTUNITIES FUND B LP | P130298 |
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C. | 0441330 | BLACKSTONE TACTICAL OPPORTUNITIES FUND III LP | P130300 |
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C. | 0441330 | BLACKSTONE TACTICAL OPPORTUNITIES FUND K LP | P130299 |
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | GSO CAPITAL ADVISORS LLC | 0426277 | GSO SAKURA LOAN FUND 2017 | P130937 |
SUMMIT PARTNERS, L.P. | SUMMIT PARTNERS ALYDAR GP LP | 0486244 | SUMMIT PARTNERS CONCENTRATED GROWTH LS MASTER FUND LP | P131949 |
SUMMIT PARTNERS, L.P. | SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT LLC | 0486346 | SUMMIT PARTNERS CONCENTRATED GROWTH LS QP FUND LIMITED | P131944 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE INTERNATIONAL LTD | 0429766 | T ROWE PRICE FUNDS OEIC ASIAN OPPORTUNIES EQUITY FUND | P130435 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE INTERNATIONAL LTD | 0429766 | T ROWE PRICE FUNDS SICAV ASIA CREDIT BOND FUND | P131877 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE INTERNATIONAL LTD | 0429766 | T ROWE PRICE FUNDS SICAV GLOBAL EQUITY DIVIDEND FUND | P131878 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE INTERNATIONAL LTD | 0429766 | T ROWE PRICE FUNDS SICAV US HIGH YIELD BOND FUND | P131879 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE INTERNATIONAL LTD | 0429766 | T ROWE PRICE FUNDS SICAV US INVESTMENT GRADE CORPORATE BOND FUND | P131880 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE TRUST COMPANY | 0417733 | T ROWE PRICE GLOBAL GROWTH EQUITY TRUST | P131263 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE TRUST COMPANY | 0417733 | T ROWE PRICE INTERNATIONAL EQUITY INDEX TRUST | P132350 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE TRUST COMPANY | 0417733 | T ROWE PRICE US 1 5 YEAR TIPS INDEX TRUST | P132351 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE TRUST COMPANY | 0417733 | T ROWE PRICE US BOND INDEX TRUST | P132348 |
T. ROWE PRICE ASSOCIATES, INC. | T. ROWE PRICE TRUST COMPANY | 0417733 | T ROWE PRICE US TREASURY LONG TERM INDEX TRUST | P132349 |
TFG ASSET MANAGEMENT L.P. | LCM ASSET MANAGEMENT LLC | 0454856 | LCM 26 LTD | P131031 |
TFG ASSET MANAGEMENT L.P. | LCM ASSET MANAGEMENT LLC | 0454856 | LCM LOAN INCOME FUND I LTD | P130571 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | ALCENTRA LIMITED | 0441308 | CLAREANT EUROPEAN CREDIT OPPORTUNITIES FUND III | P130741 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | ALCENTRA LIMITED | 0441308 | CLAREANT EUROPEAN DIRECT LENDING FUND III | P130740 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | ALCENTRA LIMITED | 0441308 | COLLECTIVE TRUST HIGH YIELD FUND | P130743 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | ALCENTRA LIMITED | 0441308 | GLOBAL HIGH GRADE CLO DEBT FUND | P130742 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | THE BANK OF NEW YORK MELLON | 0213684 | EB DV LONG US TREASURY STRIPS INDEX FUND | P132281 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | THE BANK OF NEW YORK MELLON | 0213684 | EB INTERNATIONAL EQUITY USD HEDGED FUND | P131219 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | THE BANK OF NEW YORK MELLON | 0213684 | MELLON STABLE VALUE FUND | P130922 |
THE BOSTON COMPANY ASSET MANAGEMENT LLC | THE DREYFUS CORPORATION | 0419277 | BNY MELLON INSIGHT BROAD OPPORTUNITIES FUND | P130744 |
TPG OPPORTUNITIES ADVISERS, LLC | TPG LONESTAR GENPAR I LP | 0509687 | TPG LONESTAR I LP | P131396 |
TPG OPPORTUNITIES ADVISERS, LLC | TSSP ADJACENT OPPORTUNITIES GENPAR, L.P. | 0471509 | TSSP ADJACENT OPPORTUNITIES PARTNERS D LP | P130839 |
TPG OPPORTUNITIES ADVISERS, LLC | TSSP ADJACENT OPPORTUNITIES GENPAR, L.P. | 0471509 | TSSP ADJACENT OPPORTUNITIES PARTNERS E LP | P130840 |
TUDOR INVESTMENT CORPORATION | TUDOR INVESTMENT CORPORATION | 0090145 | TMM INVESTMENTS LLC | P130960 |
TUDOR INVESTMENT CORPORATION | TUDOR INVESTMENT CORPORATION | 0090145 | TSTT CO INVESTMENT FUND LLC | P132172 |
UBS OCONNOR LLC | UBS HEDGE FUND SOLUTIONS LLC | 0344665 | A&Q METRIC BLACK DIAMOND ARBITRAGE LTD | P130630 |
UBS OCONNOR LLC | UBS HEDGE FUND SOLUTIONS LLC | 0344665 | A&Q METRIC SPC BLACK DIAMOND ARBITRAGE SP | P130629 |
VALUEACT CAPITAL MANAGEMENT, L.P. | VA PARTNERS I LLC | 0382128 | VALUEACT CAPITAL INTERNATIONAL III LP | P131897 |
VALUEACT CAPITAL MANAGEMENT, L.P. | VA PARTNERS I LLC | 0382128 | VALUEACT CAPITAL MFB HOLDINGS LP | P131898 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD 20 YEAR EURO TREASURY INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132161 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD EURO GOVERNMENT BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132162 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD EUROPEAN STOCK INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132163 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD EUROZONE STOCK INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132164 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD FTSE UK ALL SHARE INDEX UNIT TRUST | P132170 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD FTSE UK EQUITY INCOME INDEX FUND A SUB FUND OF VANGUARD INVESTMENTS FUNDS ICVC | P132158 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD GLOBAL CORPORATE BOND INDEX FUND A SERIES OF VANGUARD INVESTMENT SERIES PLC | P131954 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD GLOBAL SHORT TERM CORPORATE BOND INDEX FUND A SERIES OF VANGUARD INVESTMENT SERIES PLC | P131953 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD GLOBAL SMALL CAP INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132165 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD JAPAN GOVERNMENT BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132166 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD PACIFIC EX JAPAN STOCK INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132167 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD SHORT TERM INVESTMENT POOLED FUND | P132171 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD SRI EURO INVESTMENT GRADE BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P131975 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD TARGET RETIREMENT 2060 FUND A SUB FUND OF VANGUARD LIFESTRATEGY FUNDS ICVC | P131956 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD TARGET RETIREMENT 2065 FUND A SUB FUND OF VANGUARD LIFESTRATEGY FUNDS ICVC | P131957 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD U.K. LONG DURATION GILT INDEX FUND OF VANGUARD INVESTMENTS FUNDS ICVC | P132160 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD UK INFLATION LINKED GILT INDEX FUND A SUB FUND OF VANGUARD INVESTMENTS FUNDS ICVC | P132159 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD UK INVESTMENT GRADE BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132168 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD UK SHORT TERM INVESTMENT GRADE BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLC | P132169 |
VANGUARD GROUP INC | VANGUARD GROUP INC THE | 0378976 | VANGUARD US GOVERNMENT BOND INDEX FUND A SERIES OF VANGUARD INVESTMENT SERIES PLC | P131955 |
VARDE MANAGEMENT, L.P. | VARDE MANAGEMENT, L.P. | 0440853 | VARDE CO INVESTMENT 2017A PARALLEL LP | P132319 |
VOYA RETIREMENT ADVISORS, LLC | VOYA INVESTMENTS LLC | 0355270 | VOYA CBRE GLOBAL INFRASTRUCTURE FUND | P130896 |
VOYA RETIREMENT ADVISORS, LLC | VOYA INVESTMENTS LLC | 0355270 | VOYA CBRE LONG SHORT FUND | P130897 |
WARBURG PINCUS LLC | WARBURG PINCUS CAYMAN XII LP | 0495197 | WP XII PARTNERS CAYMAN INTERNATIONAL LP | P132232 |
WELLINGTON MANAGEMENT CANADA LLC | WELLINGTON ALTERNATIVE INVESTMENTS LLC | 0449421 | CUSTOS INVESTORS CAYMAN LP | P132107 |
WELLINGTON MANAGEMENT CANADA LLC | WELLINGTON ALTERNATIVE INVESTMENTS LLC | 0449421 | CUSTOS INVESTORS CAYMAN LTD | P132033 |
WELLINGTON MANAGEMENT CANADA LLC | WELLINGTON ALTERNATIVE INVESTMENTS LLC | 0449421 | CUSTOS MASTER INVESTORS CAYMAN LP | P132031 |
WELLINGTON MANAGEMENT CANADA LLC | WELLINGTON ALTERNATIVE INVESTMENTS LLC | 0449421 | CUSTOS PARTNERS LP | P132032 |
WELLINGTON MANAGEMENT CANADA LLC | WELLINGTON ALTERNATIVE INVESTMENTS LLC | 0449421 | WOLF CREEK BMD MB | P130633 |
WELLINGTON MANAGEMENT CANADA LLC | WELLINGTON ALTERNATIVE INVESTMENTS LLC | 0449421 | WOLF CREEK MB | P130632 |
WELLINGTON MANAGEMENT CANADA LLC | WELLINGTON FUNDS US LLC | 0503169 | WELLINGTON INDIA OPPORTUNITIES FUND LTD | P131477 |
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | WELLS CAPITAL MANAGEMENT INCORPORATED | 0443052 | EMERGING MARKETS SMALL CAP FUND A SERIES OF 525 MARKET STREET FUND LLC | P132043 |
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | WELLS FARGO FUNDS MANAGEMENT LLC | 0454987 | WELLS FARGO INTERNATIONAL GOVERNMENT BOND PORTFOLIO | P130709 |
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | WELLS FARGO INVESTMENT INSTITUTE INC | 0299086 | STRATEGIC VALUE RESTRUCTURING ASP FUND | P131583 |
WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR ADVANCED STRATEGIES LLC | 0427976 | WILLIAM BLAIR CHINA A SHARES GROWTH FUND LP | P131496 |
WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR ADVANCED STRATEGIES LLC | 0427976 | WILLIAM BLAIR SYSTEMATIC INTERNATIONAL LARGE CAP CORE FUND LLC | P131495 |
WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR INVESTMENT MANAGEMENT LLC | 0483718 | WILLIAM BLAIR CHINA A SHARES GROWTH FUND LP | P131496 |
WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR INVESTMENT MANAGEMENT LLC | 0483718 | WILLIAM BLAIR SYSTEMATIC INTERNATIONAL LARGE CAP CORE FUND LLC | P131495 |
WILSHIRE ASSOCIATES INCORPORATED | WILSHIRE ASSOCIATES INCORPORATED | 0244075 | WILSHIRE INSTITUTIONAL MASTER FUND II SPC GLOBAL EQUITY FACTOR SEGREGATED PORTFOLIO | P130331 |
WISDOMTREE ASSET MANAGEMENT, INC. | WISDOMTREE ASSET MANAGEMENT INC | 0426267 | WISDOMTREE BALANCED INCOME FUND | P131973 |
WISDOMTREE ASSET MANAGEMENT, INC. | WISDOMTREE ASSET MANAGEMENT INC | 0426267 | WISDOMTREE ICBCCS S&P CHINA 500 FUND | P131974 |
CPO.Name: Name of CPO
CPO.ID: NFA ID of the CPO
Pool.Name: Name of registered pool
Pool.ID: NFA ID of the registered pool
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Methodology
In order to complete the research for this post, I made use of a script in R using the RSelenium package. I have previously published a post about how to set up RSelenium using the latest version of Selenium, and an earlier post reviewing some of the most useful functions in the package. This package makes it possible to automate the collection of data from websites; the process is called web-scraping.
The NFA assigns pool ID numbers in numerical order. I start with the most recently identified pool and increment the pool ID, then search in BASIC for that pool. If the pool is found, I record the name(s) and ID(s) of the Commodity Pool Operator(s). I also check for the date the pool ceased trading futures or ceased trading altogether, to ensure I do not include dead pools. I keep going until I run out of pools (I check at least 100 successive pool IDs have no pool associated with them).
Finally, for the purpose of this post, I purge the list of pool operators who do not appear on my largest hedge funds master list. Note that this list includes 7000+ firms who are affiliated with the 500 or so largest hedge fund companies.
Image Source: Pamukkale Thermal Pools by Getye1
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