New Commodity Pools July 2017

This is January 2018’s installment in a series of posts about new commodity pool launches. This post covers October, November, and December, 2017. The data was collected on January 13, 2018. Happy New Year!

Highlights

The rate of pool registrations was around 140 per week over the last three months, picking up from August and September’s 121/wk. That’s the highest rate I have seen since I have been running this series, and is pretty surprising since it includes the US Thanksgiving and year-end holiday periods.

This post covers roughly 13 weeks and saw 1825 new pools registered. The big name firms in total were registering pools at a rate of 35/week.

Firms Establishing Over 20 Pools

  • New Hampshire Higher Education Savings Plan Trust 62 Pools.
  • Arizona Family College Savings Program Trust Fund: 36 Pools.
  • Delaware Qualified Tuition Savings Plan Trust: 36 Pools.
  • Massachusetts Educational Financing Authority Higher Education Savings Plan Trust: 36 Pools.
  • Point72 Asset Management LP: 23 Pools. Steve Cohen getting ready to re-enter the world!
  • MassMutual Select Funds: 21 Pools.
  • Wells Fargo Bank NA as Trustee: 22 Pools. Some index funds and some target date funds.
  • The Vanguard Group Inc.: 20 Pools. Various index funds.

Would love it if someone could explain to me what those first four are all about! Strangely, the naming pattern for the funds is similar among all four. “Fidelity” crops up a lot. Curiouser and curiouser.

News About Famous Hedge Fund Management Firms

T Rowe Price, Anchorage, JP Morgan, Carval, Alliance Berstein, Ares Capital, Blackrock, Angelo Gordon, Vanguard, and Invesco were the most active last month. They all established 10 or more pools each.
DE Shaw, AQR, and Man Group added a small number of pools.
I have to say, there was nothing that looked super-interesting (other than a 3X Bond Bull pool, which seems like a quick way to lose money if interest rates continue to creep up!). Perhaps you can spot something I have missed – let us know in the comments.

Primer on Hedge Fund Structure and Data Sources

A hedge fund is typically registered as commodity pool, and the underlying strategy can often be inferred from the name. New pool registrations give you useful market and competitive information! If nothing else, you may get a heads-up that a competitor is bringing something new to market.

The source of data is the National Futures Association’s (NFA) Background Affiliation Status Information Center (BASIC) website. These posts run in parallel with my other series on biggest hedge funds by regulatory assets under management. That series uses data sourced from the SEC’s Investment Advisor Public Depository website.

Between 400 and 800 new pools are registered with the NFA each month, so I don’t have space to list them all here. I limit the table to those pools registered by the largest hedge fund firms. This way you can see the latest product-related strategic moves being made by the biggest players.

Get the Raw Data

If you are interested in a data file which includes the 1800+ pools registered over the last couple months, use the adjacent “Request File” button. If you want the file delivered to an email address let me know via our contact form (opens in a new tab – mention “NFA Pool File” in the message box).

Contact me to discuss custom research and reporting projects.

This file is no longer available. The button above will provide access to the current file.

New Commodity Pools January 2018

groupNameCPO.NameCPO.IDPool.NamePool.ID
ACADIAN ASSET MANAGEMENTACADIAN ASSET MANAGEMENT LLC0302258ACADIAN LEVERAGED DIVERSIFIED ALPHA EQUITY FUNDP130935
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419CLEARTRACK 2055P130829
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419CLEARTRACK 2060P130831
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419TAF TRANSAMERICA ASSET ALLOCATION INTERMEDIATE HORIZONP130903
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419TAF TRANSAMERICA ASSET ALLOCATION LONG HORIZONP130904
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419TAF TRANSAMERICA ASSET ALLOCATION SHORT HORIZONP130905
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419TRANSAMERICA BALANCED IIP131429
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419TRANSAMERICA HIGH QUALITY BONDP130906
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419TRANSAMERICA LARGE VALUE OPPORTUNITIESP130907
AEGON USA INVESTMENT MANAGEMENT, LLCTRANSAMERICA ASSET MANAGEMENT INC0449419TRANSAMERICA LEVIN LARGE CAP VALUE VPP130908
AEW CAPITAL MANAGEMENT LPAEW CAPITAL MANAGEMENT LP0452791AEW PARTNERS VIII LPP130700
AEW CAPITAL MANAGEMENT LPAEW CAPITAL MANAGEMENT LP0452791AEW VALUE INVESTORS ASIA III LPP131203
AEW CAPITAL MANAGEMENT LPLOOMIS SAYLES & COMPANY LP0338043SAKORUM LONG SHORT EQUITY FUND LPP132313
AEW CAPITAL MANAGEMENT LPLOOMIS SAYLES & COMPANY LP0338043SAKORUM LONG SHORT EQUITY LTDP132314
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FINANCIAL SERVICES OPPORTUNITIES CAYMAN FUND LPP130252
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FINANCIAL SERVICES OPPORTUNITIES DELAWARE FUND LPP130251
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FINANCIAL SERVICES OPPORTUNITIES MASTER FUND L.P.P130250
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FLEXFEE CORE OPPORTUNITIES PORTFOLIO OF THE AB CAP FUND INCP130255
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FLEXFEE INTERNATIONAL BOND PORTFOLIO OF THE AB BOND FUND INCP130254
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FLEXFEE INTERNATIONAL STRATEGIC CORE PORTFOLIO OF THE AB CAP FUND INCP130257
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FLEXFEE LARGE CAP GROWTH PORTFOLIO OF THE AB CAP FUND INCP130256
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB FLEXFEE US THEMATIC PORTFOLIO OF THE AB CAP FUND INCP130258
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB GLOBAL RESEARCH INSIGHTS SERIES IIP131143
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB IMPACT MUNICIPAL INCOME SHARES OF AB CORPORATE SHARESP130253
ALLIANCEBERNSTEIN L.P.ALLIANCEBERNSTEIN LP0374938AB OPTIONS RETURN ADVANTAGE SERIESP130662
ALLIANCEBERNSTEIN L.P.AXA EQUITABLE FUNDS MANAGEMENT GROUP LLC04404261290 VT MULTI ALTERNATIVE STRATEGIES PORTFOLIO OF EQ ADVISORS TRUSTP130639
ALLIANCEBERNSTEIN L.P.AXA EQUITABLE FUNDS MANAGEMENT GROUP LLC0440426AXA AB DYNAMIC AGGRESSIVE GROWTH PORTFOLIO OF EQ ADVISORS TRUSTP130637
ALLIANCEBERNSTEIN L.P.AXA EQUITABLE FUNDS MANAGEMENT GROUP LLC0440426AXA JPMORGAN STRATEGIC ALLOCATION PORTFOLIO OF EQ ADVISORS TRUSTP130638
ALPINVEST PARTNERS B.V.METROPOLITAN REAL ESTATE EQUITY MANAGEMENT LLC0486910METROPOLITAN REAL ESTATE PARTNERS CO INVESTMENTS EUI II M LPP130466
ALPINVEST PARTNERS B.V.METROPOLITAN REAL ESTATE EQUITY MANAGEMENT LLC0486910MREP BALLISTIC 1 LLCP130467
ALPINVEST PARTNERS B.V.METROPOLITAN REAL ESTATE EQUITY MANAGEMENT LLC0486910MREP BALLISTIC 2 LLCP130468
ALPS ADVISORS, INC.ALPS ADVISORS INC0448018ALPS DISRUPTIVE TECHNOLOGIES ETFP132188
AMERICAN CENTURY INVESTMENT MANAGEMENT INCAMERICAN CENTURY INVESTMENT MANAGEMENT, INC.0394170AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETFP132336
AMERICAN CENTURY INVESTMENT MANAGEMENT INCAMERICAN CENTURY INVESTMENT MANAGEMENT, INC.0394170AMERICAN CENTURY STOXX US QUALITY VALUE ETFP132335
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765AIOO VI A MASTER D CI INVESTOR CIC LTDP131527
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765AIOO VI A MASTER D US INVESTOR USC LLCP131528
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765AIOO VI AB MASTER B US INVESTOR USC LLCP131526
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765AIOO VI-AB MASTER A CI INVESTOR (CIC), LTD.P131525
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI A LPP131514
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI B LPP131515
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI C LPP131516
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI D LPP131517
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE VI A LPP131520
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE VI B LPP131519
ANCHORAGE CAPITAL GROUP, L.L.C.ANCHORAGE CAPITAL GROUP LLC0348765ANCHORAGE ILLIQUID OPPORTUNITIES VI LPP131518
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565AG DIRECT LENDING FUND III LPP131241
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565AG DLI III LPP131244
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565AG DLI III UNLEVERED LPP131246
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565AG DLI INVESTMENTS III LPP131242
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565AG DLI INVESTMENTS III UNLEVERED LPP131243
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565TWIN BROOK CAPITAL FUNDING XIII LLCP131247
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565TWIN BROOK CAPITAL FUNDING XIV LLCP131248
ANGELO, GORDON & CO., L.P.AG DIRECT LENDING FUND III GP LLC0509565TWIN BROOK CAPITAL FUNDING XV LLCP131249
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099AG DIRECT LENDING FUND III LPP131231
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099AG DLI III LPP131234
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099AG DLI III UNLEVERED LPP131235
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099AG DLI INVESTMENTS III LPP131232
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099AG DLI INVESTMENTS III UNLEVERED LPP131233
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099TWIN BROOK CAPITAL FUNDING XIII LLCP131236
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099TWIN BROOK CAPITAL FUNDING XIV LLCP131237
ANGELO, GORDON & CO., L.P.ANGELO GORDON & CO LP0233099TWIN BROOK CAPITAL FUNDING XV LLCP131238
APOLLO MANAGEMENT, L.P.APOLLO ASIA REAL ESTATE MANAGEMENT LLC0508411APOLLO ASIA REAL ESTATE AAC FUND LPP130274
APPALOOSA LPAPPALOOSA LP0499239AZTECA PARTNERS LLCP131867
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701AQR CHURCHILL ALPHAPORT FUND LPP130849
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701AQR CHURCHILL TOTAL RETURN FUND LPP130902
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701AQR CORE PLUS BOND FUNDP132053
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701AQR HIGH YIELD BOND FUNDP132054
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701AQR STYLE PREMIA DEVELOPED LONG ONLY EQUITY BETA 1 MASTER ACCOUNT LPP130848
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701AQR TAX ADVANTAGED GLOBAL RELAXED CONTRAINT EQUITY FUND LPP130931
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701PUBLIC EQUITIES OPPORTUNITIES R1000 SMART BETA SPLO LLCP132020
AQR CAPITAL MANAGEMENT, LLCAQR CAPITAL MANAGEMENT LLC0285701REF GLOBAL SPLO LPP132021
ARES CAPITAL MANAGEMENT LLCAREA EUROPEAN PROPERTY ENHANCEMENT MANAGEMENT LLC0509287AREA EUROPEAN PROPERTY ENHANCEMENT PROGRAM LPP130943
ARES CAPITAL MANAGEMENT LLCARES EUROPEAN REAL ESTATE MANAGEMENT I, L.P.0475216ARES EUROPEAN REAL ESTATE FUND I EU LPP130437
ARES CAPITAL MANAGEMENT LLCARES EUROPEAN REAL ESTATE MANAGEMENT II LP0509321ARES EUROPEAN REAL ESTATE FUND II EURO LPP130965
ARES CAPITAL MANAGEMENT LLCARES EUROPEAN REAL ESTATE MANAGEMENT II LP0509321ARES EUROPEAN REAL ESTATE FUND II LPP130966
ARES CAPITAL MANAGEMENT LLCARES INSTITUTIONAL LOAN FUND GP LLC0509760ARES INSTITUTIONAL LOAN FUND CAYMAN FEEDER LPP131461
ARES CAPITAL MANAGEMENT LLCARES INSTITUTIONAL LOAN FUND GP LLC0509760ARES INSTITUTIONAL LOAN FUND US FEEDER LPP131460
ARES CAPITAL MANAGEMENT LLCARES MANAGEMENT LLC0415998ARES INSTITUTIONAL LOAN FUND CAYMAN FEEDER LPP131461
ARES CAPITAL MANAGEMENT LLCARES MANAGEMENT LLC0415998ARES INSTITUTIONAL LOAN FUND US FEEDER LPP131460
ARES CAPITAL MANAGEMENT LLCARES MANAGEMENT UK LIMITED0489292ARES EUROPEAN PROPERTY ENHANCEMENT PARTNERS II LPP130860
ARES CAPITAL MANAGEMENT LLCARES MANAGEMENT UK LIMITED0489292ARES EUROPEAN REAL ESTATE FUND IV EURO LPP130861
ARES CAPITAL MANAGEMENT LLCARES REAL ESTATE MANAGEMENT HOLDINGS LLC0510101ARES US REAL ESTATE FUND IX LPP131899
ARES CAPITAL MANAGEMENT LLCARES REAL ESTATE MANAGEMENT HOLDINGS LLC0510101ARES US REAL ESTATE PARALLEL FUND IX LPP131900
ARES CAPITAL MANAGEMENT LLCARES US REAL ESTATE OPPORTUNITY MANAGEMENT LP0509320ARES US REAL ESTATE OPPORTUNITY FUND LPP130964
ARES CAPITAL MANAGEMENT LLCARES US REAL ESTATE VIII MANAGEMENT LLC0509288ARES US REAL ESTATE FUND VIII LPP130944
AST INVESTMENT SERVICES, INC.PGIM INVESTMENTS LLC0389668AST BOND PORTFOLIO 2029P131848
AST INVESTMENT SERVICES, INC.PGIM INVESTMENTS LLC0389668PRUDENTIAL EMERGING MARKETS DEBT HARD CURRENCY FUNDP131441
AST INVESTMENT SERVICES, INC.PGIM INVESTMENTS LLC0389668PRUDENTIAL GLOBAL TOTAL RETURN USD HEDGED FUNDP131414
AST INVESTMENT SERVICES, INC.PRUCO LIFE INSURANCE COMPANY0453761PRUCO LIFE PRUCOLI CONTRACT ACCOUNTP132332
AST INVESTMENT SERVICES, INC.PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY0471984PRUCO LIFE OF NEW JERSEY PRU COLI CONTRACT ACCOUNTP132333
BAIN CAPITAL PRIVATE EQUITY, LPBAIN CAPITAL INVESTORS LLC0353160BAIN CAPITAL EUROPE FUND IV LPP131131
BAIN CAPITAL PRIVATE EQUITY, LPBAIN CAPITAL INVESTORS LLC0353160BAIN CAPITAL FUND DE XII LPP131133
BAIN CAPITAL PRIVATE EQUITY, LPBAIN CAPITAL INVESTORS LLC0353160BAIN CAPITAL FUND LUX XII SCSPP131134
BAIN CAPITAL PRIVATE EQUITY, LPBAIN CAPITAL INVESTORS LLC0353160BAIN CAPITAL FUND XII LPP131132
BARINGS GLOBAL ADVISERS LIMITEDBARINGS GLOBAL ADVISERS LIMITED0482333BARINGS GLOBAL SPECIAL SITUATIONS CREDIT 3 SÀ RLP131498
BARINGS GLOBAL ADVISERS LIMITEDBARINGS GLOBAL ADVISERS LIMITED0482333BARINGS GLOBAL SPECIAL SITUATIONS CREDIT FUND 3P131497
BAYVIEW ASSET MANAGEMENT, LLCBAYVIEW FUND MANAGEMENT LLC0437984BLT TRUSTP132291
BEACH POINT CAPITAL MANAGEMENT LPBEACH POINT ADVISORS LLC0420676BEACH POINT SCF XI LPP132127
BENEFIT STREET PARTNERS L.L.C.BENEFIT STREET PARTNERS LLC0438320HAMPSHIRE CREDIT ALPHA FEEDER FUND LTDP130545
BENEFIT STREET PARTNERS L.L.C.BENEFIT STREET PARTNERS LLC0438320HAMPSHIRE CREDIT ALPHA MASTER FUND LPP130544
BENEFIT STREET PARTNERS L.L.C.BENEFIT STREET PARTNERS SMA K GP LP0510191BENEFIT STREET PARTNERS SMA K LPP131968
BENEFIT STREET PARTNERS L.L.C.PROVIDENCE EQUITY GP VIII LP0510573PROVIDENCE EQUITY OPERATING PARTNERS VIII LPP132283
BENEFIT STREET PARTNERS L.L.C.PROVIDENCE EQUITY GP VIII LP0510573PROVIDENCE EQUITY PARTNERS VIII LPP132282
BERKSHIRE PARTNERS LLCNINTH BERKSHIRE ASSOCIATES LLC0492424BERKSHIRE FUND IX A COINVESTMENT FUND LPP131446
BERKSHIRE PARTNERS LLCNINTH BERKSHIRE ASSOCIATES LLC0492424BERKSHIRE FUND IX COINVESTMENT FUND LPP131445
BESSEMER INVESTMENT MANAGEMENT LLCBESSEMER TRUST COMPANY, N.A.0384654FIFTH AVENUE REAL ASSETS 4 LLCP130853
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FINANCIAL MANAGEMENT INC0272739EMPIREPM B 2017 10P130340
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FINANCIAL MANAGEMENT INC0272739INVESTMENT OPPORTUNITIES SPC SP 2P130278
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FINANCIAL MANAGEMENT INC0272739INVESTMENT OPPORTUNITIES SPC SP 4P130397
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FINANCIAL MANAGEMENT INC0272739MALT MASTER FUND LPP130279
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FINANCIAL MANAGEMENT INC0272739MALT OFFSHORE FUND LPP130277
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FINANCIAL MANAGEMENT INC0272739MALT ONSHORE FUND LPP130280
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FINANCIAL MANAGEMENT INC0272739SONJ FAIR LLCP131552
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FUND ADVISORS0229147ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFP130524
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK FUND ADVISORS0229147ISHARES US BROAD DIVIDEND AND BUYBACK ETFP130658
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK INSTITUTIONAL TRUST COMPANY NA0279188BLACKROCK TOTAL RETURN BOND FUND MP131444
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK INSTITUTIONAL TRUST COMPANY NA0279188BLACKROCK US EQUITY STYLES NON LENDABLE FUNDP131993
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK INSTITUTIONAL TRUST COMPANY NA0279188CHINA CSI300 OPPORTUNITIES FUNDP132315
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK INSTITUTIONAL TRUST COMPANY NA0279188US STRIPS 20 PLUS YEAR BOND INDEX NON LENDABLE FUNDP131440
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK INVESTMENT MANAGEMENT LLC0298090SPECIAL OPPORTUNITIES FEEDER FUND III LPP130281
BLACKROCK INTERNATIONAL LIMITEDBLACKROCK INVESTMENT MANAGEMENT LLC0298090SPECIAL OPPORTUNITIES FUND III LPP130282
BRIGADE CAPITAL UK LLPBRIGADE CAPITAL MANAGEMENT LP0378963BRIGADE ABS FUND I LPP132049
BRIGADE CAPITAL UK LLPBRIGADE CAPITAL MANAGEMENT LP0378963BRIGADE ABS FUND I LTDP132050
BRIGADE CAPITAL UK LLPBRIGADE CAPITAL MANAGEMENT LP0378963BRIGADE CAVALRY FUND LPP132051
BRIGADE CAPITAL UK LLPBRIGADE CAPITAL MANAGEMENT LP0378963BRIGADE CAVALRY FUND LTDP132052
BROWN ADVISORYBROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC0325501BROWN ADVISORY INVESTORS 2017 BLUE WATER AGGREGATES FUND LLLPP130940
BROWN ADVISORYBROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC0325501BROWN ADVISORY INVESTORS 2017 CHARLESBANK IX LLLPP130941
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENTBROWN BROTHERS HARRIMAN & CO0338045BBH CAPITAL PARTNERS OPPORTUNITIES CAYMANP131548
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENTBROWN BROTHERS HARRIMAN & CO0338045BBH CAPITAL PARTNERS OPPORTUNITIES CAYMAN 2P131549
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENTBROWN BROTHERS HARRIMAN & CO0338045BBH CAPITAL PARTNERS OPPORTUNITIES FUND LPP131547
CAPITAL INTERNATIONAL, INC.CAPITAL RESEARCH AND MANAGEMENT COMPANY0185261AMERICAN FUNDS COLLEGE TARGET DATE SERIES AMERICAN FUNDS COLLEGE 2036 FUNDP132356
CAPSTONE INVESTMENT ADVISORS, LLCCAPSTONE INVESTMENT ADVISORS LLC0387045CAPSTONE WDV FUND LLCP130791
CAPSTONE INVESTMENT ADVISORS, LLCCAPSTONE INVESTMENT ADVISORS LLC0387045CPP LAKE ERIE FUND LIMITEDP130859
CAPSTONE INVESTMENT ADVISORS, LLCCAPSTONE INVESTMENT ADVISORS LLC0387045CPP LAKE PLACID FUND LIMITEDP130862
CARVAL INVESTORS, LLCCARVAL CVF IV GP LP0508548CVI CREDIT VALUE FUND A IV LPP130381
CARVAL INVESTORS, LLCCARVAL CVF IV GP LP0508548CVI CREDIT VALUE FUND B IV LPP130382
CARVAL INVESTORS, LLCCARVAL CVF IV GP LP0508548CVI CVF IV LUX SECURITIES SARLP130386
CARVAL INVESTORS, LLCCARVAL CVF IV GP LP0508548CVI CVF IV MASTER FUND I LPP130383
CARVAL INVESTORS, LLCCARVAL CVF IV GP LP0508548CVI CVF IV MASTER FUND II LPP130384
CARVAL INVESTORS, LLCCARVAL CVF IV GP LP0508548CVI CVF IV MASTER FUND III LPP130385
CARVAL INVESTORS, LLCCARVAL INVESTORS LLC0423893CVI CREDIT VALUE FUND A IV LPP130381
CARVAL INVESTORS, LLCCARVAL INVESTORS LLC0423893CVI CREDIT VALUE FUND B IV LPP130382
CARVAL INVESTORS, LLCCARVAL INVESTORS LLC0423893CVI CVF IV LUX SECURITIES SARLP130386
CARVAL INVESTORS, LLCCARVAL INVESTORS LLC0423893CVI CVF IV MASTER FUND I LPP130383
CARVAL INVESTORS, LLCCARVAL INVESTORS LLC0423893CVI CVF IV MASTER FUND II LPP130384
CARVAL INVESTORS, LLCCARVAL INVESTORS LLC0423893CVI CVF IV MASTER FUND III LPP130385
CBRE CLARION SECURITIES LLCCBRE CLARION SECURITIES LLC0449670CBRE CLARION MLP FUND LPP132088
CERBERUS CAPITAL MANAGEMENT, L.P.CERBERUS CAPITAL MANAGEMENT II LP0379243CERBERUS 17 RM FEEDER FUND 2 LTDP130978
CERBERUS CAPITAL MANAGEMENT, L.P.CERBERUS REAL ESTATE GP IV LLC0489525CIREP IV AIV LPP131400
CIFC ASSET MANAGEMENT LLCCIFC ASSET MANAGEMENT0469576CIFC TACTICAL INCOME FUND CAYMAN LTDP132308
CIFC ASSET MANAGEMENT LLCCIFC ASSET MANAGEMENT0469576CIFC TACTICAL INCOME FUND LPP132309
CIFC ASSET MANAGEMENT LLCCIFC ASSET MANAGEMENT0469576CIFC TACTICAL INCOME MASTER FUND LTDP132307
CITADEL ADVISORS LLCCITADEL ADVISORS LLC0391913CGEF OFFSHORE HOLDINGS II LTDP131121
CITADEL ADVISORS LLCCITADEL ADVISORS LLC0391913CITADEL FIXED INCOME BR LLCP131122
CITADEL ADVISORS LLCCITADEL ADVISORS LLC0391913CITADEL GLOBAL EQUITIES FUND II LLCP131119
CITADEL ADVISORS LLCCITADEL ADVISORS LLC0391913CITADEL GLOBAL EQUITIES FUND II LTDP131120
CITIGROUP GLOBAL MARKETS INC.CITI PRIVATE ADVISORY LLC0423752435 NORTH MICHIGAN OFFSHORE FEEDER FUND LPP131988
CITIGROUP GLOBAL MARKETS INC.CITI PRIVATE ADVISORY LLC0423752435 NORTH MICHIGAN ONSHORE FEEDER FUND LPP131989
CITIGROUP GLOBAL MARKETS INC.CITI PRIVATE ADVISORY LLC0423752BCSSA OFFSHORE FEEDER FUND LTDP132231
CITIGROUP GLOBAL MARKETS INC.CITI PRIVATE ADVISORY LLC0423752DGP IV OWNERSHIP OFFSHORE FEEDER FUND LPP132228
CITIGROUP GLOBAL MARKETS INC.CITI PRIVATE ADVISORY LLC0423752DGP IV OWNERSHIP ONSHORE FEEDER FUND LPP132230
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCOLUMBIA MANAGEMENT INVESTMENT ADVISERS LLC0276881COLUMBIA SOLUTIONS AGGRESSIVE PORTFOLIOP132321
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCOLUMBIA MANAGEMENT INVESTMENT ADVISERS LLC0276881SELIGMAN TECH SPECTRUM OFFSHORE FUNDP130690
CREDIT SUISSE ASSET MANAGEMENT, LLCCREDIT SUISSE ASSET MANAGEMENT LLC0232207CREDIT SUISSE SENIOR LOAN INVESTMENT UNIT TRUSTP132213
CREDIT SUISSE ASSET MANAGEMENT, LLCCREDIT SUISSE ASSET MANAGEMENT LLC0232207ILS PROPERTY & CASUALTY FEEDER FUND II LPP130389
CREDIT SUISSE ASSET MANAGEMENT, LLCCREDIT SUISSE ASSET MANAGEMENT LLC0232207ILS PROPERTY & CASUALTY FUND II LPP130390
CREDIT SUISSE ASSET MANAGEMENT, LLCCREDIT SUISSE ASSET MANAGEMENT LLC0232207NEXT INVESTORS II LPP130391
D. E. SHAW & CO., L.P.DE SHAW ADVISER LLC0431577D E SHAW TERRELLA FUND LPP131797
D. E. SHAW & CO., L.P.DE SHAW INVESTMENT MANAGEMENT LLC0375448D E SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND LPP131201
DAVIDSON KEMPNER CAPITAL MANAGEMENT LPMH DAVIDSON & CO 520 GP LLC0510231MH DAVIDSON & CO 520 LPP132004
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DIMENSIONAL FUND ADVISORS LTDDIMENSIONAL FUND ADVISORS LP0424509DFA GLOBAL CORE PLUS FIXED INCOME PORTFOLIO OF DFA INVESTMENT DIMENSIONS GROUP INCP132241
DISCOVERY CAPITAL MANAGEMENT, LLCDISCOVERY CAPITAL MANAGEMENT LLC0299618DISCOVERY GLOBAL BEACON CAYMAN LTDP132075
DISCOVERY CAPITAL MANAGEMENT, LLCDISCOVERY CAPITAL MANAGEMENT LLC0299618DISCOVERY GLOBAL BEACON PARTNERS LPP132074
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EATON VANCE MANAGEMENTBOSTON MANAGEMENT AND RESEARCH0356916EATON VANCE MACRO OFFSHORE PARTNERS LTDP131261
EATON VANCE MANAGEMENTBOSTON MANAGEMENT AND RESEARCH0356916EATON VANCE MACRO PARTNERS LLCP131260
EATON VANCE MANAGEMENTCALVERT RESEARCH AND MANAGEMENT0501589CALVERT FLOATING RATE ADVANTAGE FUNDP130901
EIG MANAGEMENT COMPANY, LLCEIG-GATEWAY DIRECT INVESTMENTS GP, L.P.0441184EIG GATEWAY DIRECT INVESTMENTS CORPUS CHRISTI LPP131882
EIG MANAGEMENT COMPANY, LLCEIG-GATEWAY DIRECT INVESTMENTS GP, L.P.0441184EIG GATEWAY DIRECT INVESTMENTS DIREWOLF LPP131884
EIG MANAGEMENT COMPANY, LLCEIG-GATEWAY DIRECT INVESTMENTS GP, L.P.0441184EIG GATEWAY DIRECT INVESTMENTS REDWOOD LPP131883
ENERGY CAPITAL PARTNERSENERGY CAPITAL PARTNERS MANAGEMENT, LP0441609ENERGY CAPITAL PARTNERS IV A LPP131995
ENERGY CAPITAL PARTNERSENERGY CAPITAL PARTNERS MANAGEMENT, LP0441609ENERGY CAPITAL PARTNERS IV B LPP131996
ENERGY CAPITAL PARTNERSENERGY CAPITAL PARTNERS MANAGEMENT, LP0441609ENERGY CAPITAL PARTNERS IV C LPP131997
ENERGY CAPITAL PARTNERSENERGY CAPITAL PARTNERS MANAGEMENT, LP0441609ENERGY CAPITAL PARTNERS IV D LPP131998
ENERGY CAPITAL PARTNERSENERGY CAPITAL PARTNERS MANAGEMENT, LP0441609ENERGY CAPITAL PARTNERS IV LPP131994
ENERGY CAPITAL PARTNERSENERGY CAPITAL PARTNERS MANAGEMENT, LP0441609ENERGY CAPITAL PARTNERS IV OFFSHORE FEEDER LPP131999
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FIRST PACIFIC ADVISORS, LLCFIRST PACIFIC ADVISORS, LLC0392190FPA INTERNATIONAL VALUE EQUITY FUND LPP131979
FIRST TRUST ADVISORS LPFIRST TRUST ADVISORS LP0382935FIRST TRUST MUNICIPAL HIGH INCOME ETFP130739
FIRST TRUST ADVISORS LPFIRST TRUST ADVISORS LP0382935FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETFP130738
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FORTRESS INVESTMENT GROUPFORTRESS CREDIT ADVISORS LLC0450199FORTRESS INTELLECTUAL PROPERTY OPPORTUNITIES FUND I B LPP130352
FORTRESS INVESTMENT GROUPFORTRESS CREDIT ADVISORS LLC0450199FORTRESS INTELLECTUAL PROPERTY OPPORTUNITIES FUND I C LPP130353
FRANKLIN ADVISORY SERVICES, LLCFRANKLIN ADVISERS INC0446714FRANKLIN BALANCE SHEET INVESTMENT FUNDP132312
FRANKLIN ADVISORY SERVICES, LLCFRANKLIN ADVISORY SERVICES LLC0474627FRANKLIN BALANCE SHEET INVESTMENT FUNDP132334
FRANKLIN ADVISORY SERVICES, LLCK2 D&S MANAGEMENT CO LLC0309490K2 NOMURA LIQUID MACRO FUND LTDP130656
FRANKLIN ADVISORY SERVICES, LLCK2 D&S MANAGEMENT CO LLC0309490K2 NOMURA LIQUID MACRO MASTER FUND LTDP130655
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GAM INTERNATIONAL MANAGEMENT LIMITEDGAM INTERNATIONAL MANAGEMENT LIMITED0294819GAM STAR FUND PLC GAM STAR EMERGING MARKET RATESP131904
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GOLDENTREE ASSET MANAGEMENT LPGOLDENTREE ASSET MANAGEMENT LP0359029GT PR OPPORTUNITIES FUND LTDP131482
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GSAM STABLE VALUE, LLCGOLDMAN SACHS ASSET MANAGEMENT LP0330835CADRE ACCESS OFFSHORE CAYMAN LTDP132280
GSAM STABLE VALUE, LLCGOLDMAN SACHS ASSET MANAGEMENT LP0330835CADRE ACCESS OFFSHORE LPP130426
GSAM STABLE VALUE, LLCGOLDMAN SACHS ASSET MANAGEMENT LP0330835EG DIRECT HOLDINGS LPP132278
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HAMILTON LANESALI FUND MANAGEMENT LLC0325221KORE INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LPP131240
HAMILTON LANESALI FUND MANAGEMENT LLC0325221MLM SYMMETRY INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LPP131227
HAMILTON LANESALI FUND MANAGEMENT LLC0325221RIMROCK RELATIVE VALUE FIXED INCOME IDF SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LPP131230
HAMILTON LANESALI FUND MANAGEMENT LLC0325221WESTERN ASSET MANAGEMENT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND V LPP131239
HAMILTON LANESALI FUND MANAGEMENT LLC0325221YIELD OPPORTUNITIES INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI SERIES FUND VII LPP131466
HARTFORD INVESTMENT MANAGEMENT COMPANYHARTFORD FUNDS MANAGEMENT COMPANY LLC0446475HARTFORD GLOBAL IMPACT NEXTSHARESP131808
HARTFORD INVESTMENT MANAGEMENT COMPANYHARTFORD FUNDS MANAGEMENT COMPANY LLC0446475HARTFORD MUNICIPAL OPPORTUNITIES ETFP131413
HENDERSON INVESTMENT MANAGEMENT LTD.HENDERSON GLOBAL INVESTORS LIMITED0326356P112879P132038
HIGHFIELDS CAPITAL MANAGEMENT LPHIGHFIELDS CAPITAL MANAGEMENT LP0289450HIGHFIELDS CAPITAL V LPP132117
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INVESCO INVESTMENT ADVISERS LLCINVESCO ADVISERS INC0175111INVESCO PEAK RETIREMENT NOW FUNDP130763
INVESCO INVESTMENT ADVISERS LLCINVESCO ADVISERS INC0175111INVESCO US MANAGED VOLATILITY FUNDP130634
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INVESCO INVESTMENT ADVISERS LLCINVESCO CAPITAL MARKETS INC0454980CLOSED END STRATEGY: MASTER MUNICIPAL INCOME CALIFORNIA SERIES 174P131224
INVESCO INVESTMENT ADVISERS LLCINVESCO CAPITAL MARKETS INC0454980CLOSED END STRATEGY: MASTER MUNICIPAL INCOME NEW YORK SERIES 174P131225
INVESCO INVESTMENT ADVISERS LLCINVESCO CAPITAL MARKETS INC0454980CLOSED END STRATEGY: SELECT OPPORTUNITY PORTFOLIO SERIES 174P131223
INVESCO INVESTMENT ADVISERS LLCINVESCO CAPITAL MARKETS INC0454980DEFENSIVE EQUITY & INCOME PORTFOLIO SERIES 174P131229
INVESCO INVESTMENT ADVISERS LLCINVESCO CAPITAL MARKETS INC0454980ETF ALLOCATION PORTFOLIO SERIES 174P131226
INVESCO INVESTMENT ADVISERS LLCINVESCO CAPITAL MARKETS INC0454980ETF DIVERSIFIED INCOME PORTFOLIO SERIES 174P131228
INVESCO INVESTMENT ADVISERS LLCINVESCO CAPITAL MARKETS INC0454980HIGH INCOME ALLOCATION PORTFOLIO SERIES 174P131222
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J.P. MORGAN SECURITIES LLCJP MORGAN CHASE BANK N A0357368COMMINGLED PENSION TRUST FUND EMERGING MARKETS AGGREGATE BOND OF JPMORGAN CHASE BANK NAP131919
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JACKSON NATIONAL ASSET MANAGEMENT, LLCM&G INVESTMENT MANAGEMENT LIMITED0359413M&G REAL ESTATE DEBT FUND III LPP131554
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KOHLBERG KRAVIS ROBERTS & CO. L.P.KKR NWM GP LIMITED0509904KKR NWM PARTNERSHIP LPP131634
LIGHTHOUSE INVESTMENT PARTNERS, LLCLIGHTHOUSE INVESTMENT PARTNERS LLC0406075LDO CAYMAN XV LTDP132215
LIGHTHOUSE INVESTMENT PARTNERS, LLCLIGHTHOUSE INVESTMENT PARTNERS LLC0406075MAP 215 A SEGREGATED PORTFOLIO OF LMA SPCP130269
LIGHTHOUSE INVESTMENT PARTNERS, LLCLIGHTHOUSE INVESTMENT PARTNERS LLC0406075MAP 230 A SEGREGATED PORTFOLIO OF LMA SPCP132214
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LORD, ABBETT & CO. LLCLORD ABBETT & CO LLC0369604LORD ABBETT FLOATING RATE FUND LTDP130755
LORD, ABBETT & CO. LLCLORD ABBETT & CO LLC0369604LORD ABBETT HIGH YIELD TRUSTP130691
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MACKENZIE INVESTMENTSMACKENZIE FINANCIAL CORPORATION0445297MACKENZIE GLOBAL ENERGY LONG SHORT FUND DELAWARE LPP130368
MACKENZIE INVESTMENTSMACKENZIE FINANCIAL CORPORATION0445297MACKENZIE GLOBAL ENERGY LONG SHORT MASTER FUND CAYMAN LPP130364
MACKENZIE INVESTMENTSTHE PUTNAM ADVISORY COMPANY LLC0372229PUTNAM HECM IO OPPORTUNITIES FUND LTDP131753
MAGNETAR FINANCIAL LLCMAGNETAR ASSET MANAGEMENT LLC0510302MPROVED SYSTEMATIC LONG SHORT FUNDP132055
MAGNETAR FINANCIAL LLCMAGNETAR ASSET MANAGEMENT LLC0510302MPROVED SYSTEMATIC MERGER ARBITRAGE FUNDP132056
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MAGNETAR FINANCIAL LLCMAGNETAR FINANCIAL LLC0359097MAGNETAR MSW FUND LTDP130369
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MAGNETAR FINANCIAL LLCMAGNETAR FINANCIAL LLC0359097MAGNETAR MULTI STRATEGY ALTERNATIVE RISK PREMIA FUND LLCP130362
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MAGNETAR FINANCIAL LLCMAGNETAR FINANCIAL LLC0359097MAGNETAR MULTI STRATEGY ALTERNATIVE RISK PREMIA MASTER FUND LTDP130365
MANNING & NAPIER ADVISORS, LLCMANNING & NAPIER ADVISORS, LLC0462245RAINER INTERNATIONAL DISCOVERY SERIES OF THE MANNING & NAPIER FUND INCP131536
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MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITEDJOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY0406099SEPARATE INVESTMENT ACCOUNT NO TOHI 101P131473
MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITEDJOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY0406099SEPARATE INVESTMENT ACCOUNT NO TOHI 108P131474
MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITEDJOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY0406099SEPARATE INVESTMENT ACCOUNT NO TOHI 109P131475
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MARSHALL WACE NORTH AMERICA L.P.MARSHALL WACE NORTH AMERICA LP0352403MARSHALL WACE INVESTMENT STRATEGIES AMERICAS TOPS LONG ONLY FUND IIP131297
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MAVERICK CAPITAL LTDMAVERICK CAPITAL LTD0299635MAVERICK FUNDAMENTAL QUANT LTDP131499
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MERCER INVESTMENT MANAGEMENT, INC.MERCER INVESTMENT MANAGEMENT INC0432208BSI GROUP AMERICA INC 401K SAVINGS PLANP131925
MERCER INVESTMENT MANAGEMENT, INC.MERCER INVESTMENT MANAGEMENT INC0432208BSI PROFESSIONAL SERVICES 401K SAVINGS PLANP131930
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MERCER INVESTMENT MANAGEMENT, INC.MERCER INVESTMENT MANAGEMENT INC0432208GOLDEN WEST PACKAGING GROUP LLC 401K PLANP131928
MERCER INVESTMENT MANAGEMENT, INC.MERCER INVESTMENT MANAGEMENT INC0432208GREENCORE USA 401K SAVINGS PLANP131927
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MERCER INVESTMENT MANAGEMENT, INC.MERCER INVESTMENT MANAGEMENT INC0432208SYNAGRO TECHNOLOGIES INC 401K PLANP130825
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METLIFE INVESTMENT ADVISORS, LLCMETROPOLITAN LIFE INSURANCE COMPANYF003543METLIFE SEPARATE ACCOUNT 570P130679
METROPOLITAN WEST ASSET MANAGEMENT LLCSEPULVEDA GP LLC0510705TCW SEPULVEDA LONGSHORT EQUITY FUND I LPP132370
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MILLENNIUM MANAGEMENT LLCMILLENNIUM MANAGEMENT LLC0261206COGNIZANT HOLDINGS II LLCP132229
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANYCERES MANAGED FUTURES LLC0192325CMF AE CAPITAL MASTER FUND LLCP130753
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANYCERES MANAGED FUTURES LLC0192325CMF FORT CONTRARIAN MASTER FUND LLCP130754
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANYCERES MANAGED FUTURES LLC0192325CMF HARBOUR SQUARE MASTER FUND LLCP130752
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANYMORGAN STANLEY AI GP LLC0428315HEDGEPREMIER PALOMA PARTNERS LPP130726
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANYMORGAN STANLEY AI GP LLC0428315HEDGEPREMIER PALOMA PARTNERS LTDP130725
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NB ALTERNATIVES ADVISERS LLCNEUBERGER BERMAN INVESTMENT ADVISERS LLC0189093HOMEWARD OPPORTUNITIES OFFSHORE FUND I LPP131852
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NUMERIC INVESTORS LLCAHL PARTNERS LLP0466390ENHANCED MOMENTUM SEGREGATED PORTFOLIO BP131367
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NUMERIC INVESTORS LLCGLG PARTNERS LP0470576MAN GLG VALUE OPPORTUNITY MASTERP130657
NUMERIC INVESTORS LLCMAN SOLUTIONS LIMITED0497341MAN ALTERNATIVE RISK PREMIA II SPP130570
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NUMERIC INVESTORS LLCMAN SOLUTIONS LIMITED0497341MAN DIVERSIFIED BESPOKE SOLUTIONS I SPP130377
NUMERIC INVESTORS LLCNUMERIC INVESTORS LLC0382141MAN NUMERIC MULTI STRATEGY MARKET NEUTRAL LLCP132029
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PACIFIC INVESTMENT MANAGEMENT COMPANY LLCALLIANZ GLOBAL INVESTORS US LLC0423330ALLIANZGI EMERGING MARKETS SMALL CAP LLCP132344
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCALLIANZ GLOBAL INVESTORS US LLC0423330ALLIANZGI PERFORMANCEFEE MANAGED FUTURES STRATEGY FUNDP130980
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCALLIANZ GLOBAL INVESTORS US LLC0423330ALLIANZGI PERFORMANCEFEE MANAGED FUTURES STRATEGY OFFSHORE FUND LTDP130981
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCALLIANZ GLOBAL INVESTORS US LLC0423330ALLIANZGI PERFORMANCEFEE STRUCTURED US EQUITY FUNDP131082
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCALLIANZ GLOBAL INVESTORS US LLC0423330ALLIANZGI PERFORMANCEFEE STRUCTURED US FIXED INCOME FUNDP131081
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCPACIFIC INVESTMENT MANAGEMENT CO LLC0002988PIMCO MULTI ASSET VOLATILITY EMPLOYEE FUND II LPP130388
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCPACIFIC INVESTMENT MANAGEMENT CO LLC0002988PIMCO MULTI ASSET VOLATILITY FUND II LPP130387
PACIFIC LIFE FUND ADVISORS LLCPACIFIC PRIVATE FUND ADVISORS LLC0477987PACIFIC PRIVATE CREIDT FUND III LPP132365
PACIFIC LIFE FUND ADVISORS LLCPACIFIC PRIVATE FUND ADVISORS LLC0477987PACIFIC PRIVATE EQUITY OPPORTUNITIES FUND III LPP132366
PANAGORA ASSET MANAGEMENT INCPUTNAM FIDUCIARY TRUST COMPANY0397938PUTNAM LARGE CAP VALUE TRUSTP132292
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LPPERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP0384274AGILITY COMPREHENSIVE SOLUTIONS FEEDER FUND LPP130406
PHARO MANAGEMENT LLCPHARO MANAGEMENT LLC0303640PHARO VENEZUELA FUND LTDP131971
PROSHARE ADVISORS LLCPROSHARE ADVISORS LLC0372235PROSHARES DECLINE OF THE RETAIL STORE ETFP130751
PROSHARE ADVISORS LLCPROSHARE ADVISORS LLC0372235PROSHARES LONG ONLINE SHORT STORES ETFP130750
PROSHARE ADVISORS LLCPROSHARE CAPITAL MANAGEMENT LLC0295216PROSHARES BITCOIN ETFP130307
PROSHARE ADVISORS LLCPROSHARE CAPITAL MANAGEMENT LLC0295216PROSHARES SHORT BITCOIN ETFP130308
PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P.PGIM INC0287717PGIM BROAD MARKET HIGH YIELD BOND FUND LPP131790
PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P.PGIM INC0287717PRUDENTIAL TREASURY STRIPS FUND OF THE PRUDENTIAL TRUST COMPANY COLLECTIVE TRUSTP130670
RAFFERTY ASSET MANAGEMENT, LLCRAFFERTY ASSET MANAGEMENT LLC0337826DIREXION DAILY EMERGING MARKETS BOND BULL 3X SHARESP130271
RAFFERTY ASSET MANAGEMENT, LLCRAFFERTY ASSET MANAGEMENT LLC0337826DIREXION DAILY PHARMACEUTICAL & MEDICAL BULL 3X SHARESP131895
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III EUR L SLPP131545
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III EUR SLPP131541
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III GBP SLPP131543
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III JPY SLPP131544
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III MASTER L SLPP131540
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III MASTER SLPP131539
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III USD L SLPP131546
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.BLUEBAY ASSET MANAGEMENT LLP0344858DIRECT LENDING FUND III USD SLPP131542
RIVERSTONE INVESTMENT GROUP LLCRIVERSTONE ENERGY PARTNERS VI LP0485067RIVERSTONE AMR PARTNERS LPP130344
RREEF AMERICA L.L.C.DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC0370320DEUTSCHE INCOME TRUST: DEUTSCHE SHORT DURATION HIGH INCOME FUNDP131964
RUSSELL INVESTMENTSRUSSELL INVESTMENTS FUNDS MANAGEMENT LLC0399811REAL ESTATE EQUITY FUNDP132275
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTDSCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC0301874SCHRODER CORE BOND FUND A SERIES OF SCHRODER SERIES TRUSTP131092
SCOUT INVESTMENTS, INC.SCOUT INVESTMENTS, INC.0429864COLUMBUS ULTRA LOW DURATION BOND FUND LLCP132381
SEI INVESTMENTS MANAGEMENT CORPSEI TRUST COMPANY0415412BLACK CREEK MASTER COLLECTIVE INVESTMENT TRUSTP131509
SEI INVESTMENTS MANAGEMENT CORPSEI TRUST COMPANY0415412PALMER SQUARE CAPITAL COLLECTIVE INVESTMENT TRUSTP131508
SEIX INVESTMENT ADVISORS LLCVIRTUS ETF ADVISERS LLC0492576VIRTUS GLOVISTA EMERGING MARKETS ETFP130934
SEIX INVESTMENT ADVISORS LLCVIRTUS ETF ADVISERS LLC0492576VIRTUS WMC GLOBAL FACTOR OPPORTUNITIES ETFP130933
SILCHESTER INTERNATIONAL INVESTORSSILCHESTER INTERNATIONAL INVESTORS LLP0428021VELANNE GLOBAL EQUITY FUNDP131076
STANDARD LIFE INVESTMENTS (USA) LIMITEDSTANDARD LIFE INVESTMENTS CORPORATE FUNDS LIMITED0412086GTAAN SL LPP131850
STATE STREET GLOBAL ADVISORS ASIA LIMITEDSTATE STREET GLOBAL ADVISORS TRUST COMPANY0504965STATE STREET ALL WORLD TOTAL MARKET CORE FACTORS NON LENDING COMMON TRUST FUNDP131830
STATE STREET GLOBAL ADVISORS ASIA LIMITEDSTATE STREET GLOBAL ADVISORS TRUST COMPANY0504965STATE STREET MSCI ACWI IMI INDEX NON LENDING COMMON TRUST FUNDP131831
STATE STREET GLOBAL ADVISORS ASIA LIMITEDSTATE STREET GLOBAL ADVISORS TRUST COMPANY0504965STATE STREET MSCI EUROPE SCREENED 100 HEDGED TO EUR INDEX NON LENDING COMMON TRUST FUNDP131833
STATE STREET GLOBAL ADVISORS ASIA LIMITEDSTATE STREET GLOBAL ADVISORS TRUST COMPANY0504965STATE STREET MSCI NORTH AMERICA SCREENED 100 HEDGED TO EUR INDEX NON LENDING COMMON TRUST FUNDP131829
STATE STREET GLOBAL ADVISORS ASIA LIMITEDSTATE STREET GLOBAL ADVISORS TRUST COMPANY0504965STATE STREET MSCI PACIFIC SCREENED 100 HEDGED TO EUR INDEX NON LENDING COMMON TRUST FUNDP131832
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.BLACKSTONE ALTERNATIVE ASSET MGMT LP0246124HOPE STREET FUND LPP130453
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.BLACKSTONE ALTERNATIVE SOLUTIONS LLC0432098ESSAY FUND LPP130454
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C.0441330BLACKSTONE TACTICAL OPPORTUNITIES FUND B LPP130298
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C.0441330BLACKSTONE TACTICAL OPPORTUNITIES FUND III LPP130300
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C.0441330BLACKSTONE TACTICAL OPPORTUNITIES FUND K LPP130299
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.GSO CAPITAL ADVISORS LLC0426277GSO SAKURA LOAN FUND 2017P130937
SUMMIT PARTNERS, L.P.SUMMIT PARTNERS ALYDAR GP LP0486244SUMMIT PARTNERS CONCENTRATED GROWTH LS MASTER FUND LPP131949
SUMMIT PARTNERS, L.P.SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT LLC0486346SUMMIT PARTNERS CONCENTRATED GROWTH LS QP FUND LIMITEDP131944
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE INTERNATIONAL LTD0429766T ROWE PRICE FUNDS OEIC ASIAN OPPORTUNIES EQUITY FUNDP130435
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE INTERNATIONAL LTD0429766T ROWE PRICE FUNDS SICAV ASIA CREDIT BOND FUNDP131877
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE INTERNATIONAL LTD0429766T ROWE PRICE FUNDS SICAV GLOBAL EQUITY DIVIDEND FUNDP131878
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE INTERNATIONAL LTD0429766T ROWE PRICE FUNDS SICAV US HIGH YIELD BOND FUNDP131879
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE INTERNATIONAL LTD0429766T ROWE PRICE FUNDS SICAV US INVESTMENT GRADE CORPORATE BOND FUNDP131880
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE TRUST COMPANY0417733T ROWE PRICE GLOBAL GROWTH EQUITY TRUSTP131263
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE TRUST COMPANY0417733T ROWE PRICE INTERNATIONAL EQUITY INDEX TRUSTP132350
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE TRUST COMPANY0417733T ROWE PRICE US 1 5 YEAR TIPS INDEX TRUSTP132351
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE TRUST COMPANY0417733T ROWE PRICE US BOND INDEX TRUSTP132348
T. ROWE PRICE ASSOCIATES, INC.T. ROWE PRICE TRUST COMPANY0417733T ROWE PRICE US TREASURY LONG TERM INDEX TRUSTP132349
TFG ASSET MANAGEMENT L.P.LCM ASSET MANAGEMENT LLC0454856LCM 26 LTDP131031
TFG ASSET MANAGEMENT L.P.LCM ASSET MANAGEMENT LLC0454856LCM LOAN INCOME FUND I LTDP130571
THE BOSTON COMPANY ASSET MANAGEMENT LLCALCENTRA LIMITED0441308CLAREANT EUROPEAN CREDIT OPPORTUNITIES FUND IIIP130741
THE BOSTON COMPANY ASSET MANAGEMENT LLCALCENTRA LIMITED0441308CLAREANT EUROPEAN DIRECT LENDING FUND IIIP130740
THE BOSTON COMPANY ASSET MANAGEMENT LLCALCENTRA LIMITED0441308COLLECTIVE TRUST HIGH YIELD FUNDP130743
THE BOSTON COMPANY ASSET MANAGEMENT LLCALCENTRA LIMITED0441308GLOBAL HIGH GRADE CLO DEBT FUNDP130742
THE BOSTON COMPANY ASSET MANAGEMENT LLCTHE BANK OF NEW YORK MELLON0213684EB DV LONG US TREASURY STRIPS INDEX FUNDP132281
THE BOSTON COMPANY ASSET MANAGEMENT LLCTHE BANK OF NEW YORK MELLON0213684EB INTERNATIONAL EQUITY USD HEDGED FUNDP131219
THE BOSTON COMPANY ASSET MANAGEMENT LLCTHE BANK OF NEW YORK MELLON0213684MELLON STABLE VALUE FUNDP130922
THE BOSTON COMPANY ASSET MANAGEMENT LLCTHE DREYFUS CORPORATION0419277BNY MELLON INSIGHT BROAD OPPORTUNITIES FUNDP130744
TPG OPPORTUNITIES ADVISERS, LLCTPG LONESTAR GENPAR I LP0509687TPG LONESTAR I LPP131396
TPG OPPORTUNITIES ADVISERS, LLCTSSP ADJACENT OPPORTUNITIES GENPAR, L.P.0471509TSSP ADJACENT OPPORTUNITIES PARTNERS D LPP130839
TPG OPPORTUNITIES ADVISERS, LLCTSSP ADJACENT OPPORTUNITIES GENPAR, L.P.0471509TSSP ADJACENT OPPORTUNITIES PARTNERS E LPP130840
TUDOR INVESTMENT CORPORATIONTUDOR INVESTMENT CORPORATION0090145TMM INVESTMENTS LLCP130960
TUDOR INVESTMENT CORPORATIONTUDOR INVESTMENT CORPORATION0090145TSTT CO INVESTMENT FUND LLCP132172
UBS OCONNOR LLCUBS HEDGE FUND SOLUTIONS LLC0344665A&Q METRIC BLACK DIAMOND ARBITRAGE LTDP130630
UBS OCONNOR LLCUBS HEDGE FUND SOLUTIONS LLC0344665A&Q METRIC SPC BLACK DIAMOND ARBITRAGE SPP130629
VALUEACT CAPITAL MANAGEMENT, L.P.VA PARTNERS I LLC0382128VALUEACT CAPITAL INTERNATIONAL III LPP131897
VALUEACT CAPITAL MANAGEMENT, L.P.VA PARTNERS I LLC0382128VALUEACT CAPITAL MFB HOLDINGS LPP131898
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD 20 YEAR EURO TREASURY INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132161
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD EURO GOVERNMENT BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132162
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD EUROPEAN STOCK INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132163
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD EUROZONE STOCK INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132164
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD FTSE UK ALL SHARE INDEX UNIT TRUSTP132170
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD FTSE UK EQUITY INCOME INDEX FUND A SUB FUND OF VANGUARD INVESTMENTS FUNDS ICVCP132158
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD GLOBAL CORPORATE BOND INDEX FUND A SERIES OF VANGUARD INVESTMENT SERIES PLCP131954
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD GLOBAL SHORT TERM CORPORATE BOND INDEX FUND A SERIES OF VANGUARD INVESTMENT SERIES PLCP131953
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD GLOBAL SMALL CAP INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132165
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD JAPAN GOVERNMENT BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132166
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD PACIFIC EX JAPAN STOCK INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132167
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD SHORT TERM INVESTMENT POOLED FUNDP132171
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD SRI EURO INVESTMENT GRADE BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP131975
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD TARGET RETIREMENT 2060 FUND A SUB FUND OF VANGUARD LIFESTRATEGY FUNDS ICVCP131956
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD TARGET RETIREMENT 2065 FUND A SUB FUND OF VANGUARD LIFESTRATEGY FUNDS ICVCP131957
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD U.K. LONG DURATION GILT INDEX FUND OF VANGUARD INVESTMENTS FUNDS ICVCP132160
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD UK INFLATION LINKED GILT INDEX FUND A SUB FUND OF VANGUARD INVESTMENTS FUNDS ICVCP132159
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD UK INVESTMENT GRADE BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132168
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD UK SHORT TERM INVESTMENT GRADE BOND INDEX FUND A SUB FUND OF VANGUARD INVESTMENT SERIES PLCP132169
VANGUARD GROUP INCVANGUARD GROUP INC THE0378976VANGUARD US GOVERNMENT BOND INDEX FUND A SERIES OF VANGUARD INVESTMENT SERIES PLCP131955
VARDE MANAGEMENT, L.P.VARDE MANAGEMENT, L.P.0440853VARDE CO INVESTMENT 2017A PARALLEL LPP132319
VOYA RETIREMENT ADVISORS, LLCVOYA INVESTMENTS LLC0355270VOYA CBRE GLOBAL INFRASTRUCTURE FUNDP130896
VOYA RETIREMENT ADVISORS, LLCVOYA INVESTMENTS LLC0355270VOYA CBRE LONG SHORT FUNDP130897
WARBURG PINCUS LLCWARBURG PINCUS CAYMAN XII LP0495197WP XII PARTNERS CAYMAN INTERNATIONAL LPP132232
WELLINGTON MANAGEMENT CANADA LLCWELLINGTON ALTERNATIVE INVESTMENTS LLC0449421CUSTOS INVESTORS CAYMAN LPP132107
WELLINGTON MANAGEMENT CANADA LLCWELLINGTON ALTERNATIVE INVESTMENTS LLC0449421CUSTOS INVESTORS CAYMAN LTDP132033
WELLINGTON MANAGEMENT CANADA LLCWELLINGTON ALTERNATIVE INVESTMENTS LLC0449421CUSTOS MASTER INVESTORS CAYMAN LPP132031
WELLINGTON MANAGEMENT CANADA LLCWELLINGTON ALTERNATIVE INVESTMENTS LLC0449421CUSTOS PARTNERS LPP132032
WELLINGTON MANAGEMENT CANADA LLCWELLINGTON ALTERNATIVE INVESTMENTS LLC0449421WOLF CREEK BMD MBP130633
WELLINGTON MANAGEMENT CANADA LLCWELLINGTON ALTERNATIVE INVESTMENTS LLC0449421WOLF CREEK MBP130632
WELLINGTON MANAGEMENT CANADA LLCWELLINGTON FUNDS US LLC0503169WELLINGTON INDIA OPPORTUNITIES FUND LTDP131477
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCWELLS CAPITAL MANAGEMENT INCORPORATED0443052EMERGING MARKETS SMALL CAP FUND A SERIES OF 525 MARKET STREET FUND LLCP132043
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCWELLS FARGO FUNDS MANAGEMENT LLC0454987WELLS FARGO INTERNATIONAL GOVERNMENT BOND PORTFOLIOP130709
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCWELLS FARGO INVESTMENT INSTITUTE INC0299086STRATEGIC VALUE RESTRUCTURING ASP FUNDP131583
WILLIAM BLAIR & COMPANY L.L.C.WILLIAM BLAIR ADVANCED STRATEGIES LLC0427976WILLIAM BLAIR CHINA A SHARES GROWTH FUND LPP131496
WILLIAM BLAIR & COMPANY L.L.C.WILLIAM BLAIR ADVANCED STRATEGIES LLC0427976WILLIAM BLAIR SYSTEMATIC INTERNATIONAL LARGE CAP CORE FUND LLCP131495
WILLIAM BLAIR & COMPANY L.L.C.WILLIAM BLAIR INVESTMENT MANAGEMENT LLC0483718WILLIAM BLAIR CHINA A SHARES GROWTH FUND LPP131496
WILLIAM BLAIR & COMPANY L.L.C.WILLIAM BLAIR INVESTMENT MANAGEMENT LLC0483718WILLIAM BLAIR SYSTEMATIC INTERNATIONAL LARGE CAP CORE FUND LLCP131495
WILSHIRE ASSOCIATES INCORPORATEDWILSHIRE ASSOCIATES INCORPORATED0244075WILSHIRE INSTITUTIONAL MASTER FUND II SPC GLOBAL EQUITY FACTOR SEGREGATED PORTFOLIOP130331
WISDOMTREE ASSET MANAGEMENT, INC.WISDOMTREE ASSET MANAGEMENT INC0426267WISDOMTREE BALANCED INCOME FUNDP131973
WISDOMTREE ASSET MANAGEMENT, INC.WISDOMTREE ASSET MANAGEMENT INC0426267WISDOMTREE ICBCCS S&P CHINA 500 FUNDP131974
groupName: Name of affiliate group to which the CPO belongs
CPO.Name: Name of CPO
CPO.ID: NFA ID of the CPO
Pool.Name: Name of registered pool
Pool.ID: NFA ID of the registered pool

Contact me to discuss custom research and reporting projects.

Methodology

In order to complete the research for this post, I made use of a script in R using the RSelenium package. I have previously published a post about how to set up RSelenium using the latest version of Selenium, and an earlier post reviewing some of the most useful functions in the package. This package makes it possible to automate the collection of data from websites; the process is called web-scraping.

The NFA assigns pool ID numbers in numerical order. I start with the most recently identified pool and increment the pool ID, then search in BASIC for that pool. If the pool is found, I record the name(s) and ID(s) of the Commodity Pool Operator(s). I also check for the date the pool ceased trading futures or ceased trading altogether, to ensure I do not include dead pools. I keep going until I run out of pools (I check at least 100 successive pool IDs have no pool associated with them).

Finally, for the purpose of this post, I purge the list of pool operators who do not appear on my largest hedge funds master list. Note that this list includes 7000+ firms who are affiliated with the 500 or so largest hedge fund companies.

Image Source: Pamukkale Thermal Pools by Getye1

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